COMOFI

COMOFI en date du 23/03/2026. Lien URL vers le COMOFI.

🔗 Sommaire COMOFI Législatif
🔗 Sommaire COMOFI Réglementaire

RGAMF

Règlement général de l’AMF en vigueur du 01/01/2026 au 29/06/2026 (version du 23/03/2026) : site web AMF

🔗 Sommaire RGAMF

AIFMD - 2011/61

Alternative Investment Fund Managers and amending Directives - Gestionnaires de fonds d’investissement alternatifs

Level 1 - Niveau 1

Transposition into French law; Transposition en loi française: Transpo AIFMD

LVL1 (🇬🇧)LVL1 (🇫🇷)
2011L0061_EN.02011L0061_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
ExemptionDAC2013R0231_EN.02013R0231_FR.0
Info to ESMADAC2015R0514_EN.02015R0514_FR.0
Info crossborderRTS2024R0912_EN.02024R0912_FR.0
2024R0913BugENFR
Liquidity mgtRTSA venirURL

Level 3 - Niveau 3

TypeRefName - NomLien
Q&AAIFMD-QA-DLAIFMD Q&A ESMA Search ToolURL
GuidelinesESMA/2013/611Guidelines on key concepts of the AIFMDEN FR
AMFDOC-2013-16Notions essentielles contenues dans la directive sur les gestionnaires de fonds d’investissement alternatifsFR
GuidelinesESMA/2013/232Guidelines on sound remuneration policies under the AIFMDEN FR
GuidelinesESMA/2016/579Guidelines on sound remuneration policies under the AIFMDEN FR
AMFDOC-2013-11Politiques de rémunération applicables aux gestionnaires de fonds d’investissement alternatifsFR
GuidelinesESMA/2014/869Guidelines on reporting obligationsEN FR
AMFDOC-2014-09Modalités de mise en œuvre des obligations en matière de comptes rendus à l’égard de l’AMF dans le cadre de la directive AIFMFR
GuidelinesESMA34-1592494965-657Guidelines on funds’ names using ESG or sustainability-related termsEN FR
AMFDOC-2020-03Informations à fournir par les placements collectifs intégrant des approches extra-financièresFR
ReportESMA34-671404336-1363Amended guidelines on LMTs of UCITS and open-ended AIFsEN

BMR - 2016/1011

Indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds - Les indices utilisés comme indices de référence dans le cadre d’instruments et de contrats financiers ou pour mesurer la performance de fonds d’investissement

ESMA Interactive Single Rulebook

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2016R1011_EN.02016R1011_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
Oversight functionRTS2018R1637_EN.02018R1637_FR.0
Input data OversightRTS2018R1638_EN.02018R1638_FR.0
Code of conductRTS2018R1639_EN.02018R1639_FR.0
Supervised contributorRTS2018R1640_EN.02018R1640_FR.0
MethodologyRTS2018R1641_EN.02018R1641_FR.0
Criteria adminRTS2018R1642_EN.02018R1642_FR.0
Update BMR statementRTS2018R1643_EN.02018R1643_FR.0
Cooperation NCARTS2018R1644_EN.02018R1644_FR.0
Notif ESMARTS2018R1645_EN.02018R1645_FR.0
Application informationRTS2018R1646_EN.02018R1646_FR.0
Statement non significantRTS2021R1348_EN.02021R1348_FR.0
Critical BMRRTS2021R1349_EN.02021R1349_FR.0
Governance adminRTS2021R1350_EN.02021R1350_FR.0
ManipulationRTS2021R1351_EN.02021R1351_FR.0
Quality BMRRTS2021R1352_EN.02021R1352_FR.0
ESG disclosureRTS2020R1816_EN.02020R1816_FR.0
ESG indice critèreRTS2020R1817_EN.02020R1817_FR.0
ESG norme miniRTS2020R1818_EN.02020R1818_FR.0

Level 3 - Niveau 3

TypeRefName - NomLien
Q&ABMR-QA-DLBMR Q&A ESMA Search ToolURL
GuidelinesESMA70-145-1209On non-significant benchmarks under the Benchmarks RegulationEN FR
GuidelinesESMA81-393-288On methodology, oversight function and record keeping under the Benchmarks RegulationEN FR

CCPRR - 2021/23

Framework for the recovery and resolution of central counterparties - Cadre pour le redressement et la résolution des contreparties centrales

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2021R0023_EN.02021R0023_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
Order payRTS2023R0450_EN.02023R0450_FR.0
Assessment RPRTS2023R0451_EN.02023R0451_FR.0
Own ressourceRTS2023R0840_EN.02023R0840_FR.0
MoU collegeRTS2023R1192_EN.02023R1192_FR.0
Contents RPRTS2023R1193_EN.02023R1193_FR.0
Compensation clientRTS2023R1615_EN.02023R1615_FR.0
ValuationRTS2023R1616_EN.02023R1616_FR.0

Level 3 - Niveau 3

TypeRefName - NomLien
GuidelinesESMA91-372-1700On the consistent application of the triggers for the use of Early Intervention Measures (Article 18(8) of CCPRRR)EN FR
GuidelinesESMA91-372-1791On the types and content of the provisions of Cooperation Arrangements (Article 79 of CCPRRR)EN
GuidelinesESMA91-372-1958On written arrangements and procedures for the functioning of resolution collegesEN FR
GuidelinesESMA91-372-2067On the methodology to be used by the resolution authority for determining the valuation of contracts prior to their termination as referred to in Article 29(1) of CCPRRREN FR
GuidelinesESMA91-372-2070On the application of the circumstances under which a central counterparty is deemed to be failing or likely to fail (Article 22(6) of CCPRRR)EN FR
GuidelinesESMA91-372-2345On the summary of resolution plansEN FR
GuidelinesESMA91-372-2346On the assessment of resolvability (Article 15(5) of CCPRRR)EN
GuidelinesESMA91-372-1702On CCP recovery plan indicators (Article 9(5) CCPRRR)EN FR
GuidelinesESMA91-372-1701On CCP recovery plan scenarios (Article 9(12) of CCPRRR)EN FR
BriefingESMA91-1525761655-4698On the operationalisation of resolution cash callsEN
Q&ACCPRRR-QA-DLCCPRRR Q&A ESMA Search ToolURL

CSDR - 2014/909

Improving securities settlement in the European Union and on central securities depositories - Amélioration du règlement de titres dans l’Union européenne et les dépositaires centraux de titres

ESMA Interactive Single Rulebook

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2014R0909_EN.02014R0909_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
Cash PenaltyRTS2017R0389_EN.02017R0389_FR.0
Capital CSDRTS2017R0390_EN.02017R0390_FR.0
Internal SettlementRTS2017R0391_EN.02017R0391_FR.0
Requirement CSDRTS2017R0392_EN.02017R0392_FR.0
Settlement DisciRTS2018R1229_EN.02018R1229_FR.0

Level 3 - Niveau 3

TypeName - NomLien
GuidelinesESMA70-151-2906Standardised procedures and messaging protocols under 2014EN FR
GuidelinesESMA70-151-294CSD participants default rules and proceduresEN FR
GuidelinesESMA70-151-298Access by a CSD to the transaction feeds of CCPs and trading venuesEN FR
GuidelinesESMA70-151-367On Internalised Settlement Reporting under Article 9 of CSDREN FR
GuidelinesESMA70-151-435Cooperation between authorities under Articles 17 and 23 of CSDREN FR
GuidelinesESMA70-156-4717Guidelines on Settlement Fails Reporting under Article 7 of CSDREN FR
GuidelinesESMA70-708036281-66On the Process for the Calculation of the Indicators to Determine the Most Relevant Currencies in which Settlement Takes PlaceEN FR
GuidelinesESMA70-708036281-67On the Process for the Calculation of the Indicators to Determine the Substantial Importance of a CSD for a Host Member StateEN FR
Q&ACSDR-QA-DLCSDR Q&A ESMA Search ToolURL

DORA - 2022/2554

Digital operational resilience for the financial sector - Résilience opérationnelle numérique du secteur financier

EBA Interactive Single Rulebook

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2022R2554_EN.02022R2554_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
Designation CTPPCriteria2024R1502_EN.02024R1502_FR.0
Oversight fee CTPP2024R1505_EN.02024R1505_FR.0
Criteria incidentRTS2024R1772_EN.02024R1772_FR.0
ICT risk mgtRTS2024R1774_EN.02024R1774_FR.0
Contract argmt ICTRTS2024R1773_EN.02024R1773_FR.0
DORA2956ITS2024R2956_EN.02024R2956_FR.0
DORA301RTS2025R0301_EN.02025R0301_FR.0
DORA302ITS2025R0302_EN.02025R0302_FR.0
DORA295RTS2025R0295_EN.02025R0295_FR.0
DORA420RTS2025R0420_EN.02025R0420_FR.0

Level 3 - Niveau 3

TypeRefName - NomLien
GuidelinesJC 2024 36Oversight cooperation and information exchange between the ESAsEN FR
GuidelinesJC 2024 34Guidelines on costs and lossesEN
GuidelinesESMA65-294529287-4737Outsourcing to cloud service providers (2025)EN FR
OpinionEIOPA-BoS-24/425Impact of SII Review on Scope of DORAEN
Q&ADORA-QA-DLDORA Q&A ESMA Search ToolURL
ReportingESA 2024 22Decision on reporting of information for CTPP designationEN
Reporting ToolsPreparations for reporting of DORA registers of informationExternal link

ECSP - PSFP - 2020/1503

European crowdfunding service providers for business - Prestataires européens de services de financement participatif pour les entrepreneurs

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2020R1503_EN.02020R1503_FR.0

Level 2 - Niveau 2

Level 3 - Niveau 3

TypeRefName - NomLien
Q&AESMA35-42-1088Q&A PSFP (old)EN
Q&AECSP-QA-DLECSP Q&A ESMA Search ToolURL
Market ReportESMA50-481369926-30854Crowdfunding in the EU 2025EN

ELTIF - 2015/760

European long-term investment funds - Fonds européens d’investissement à long terme

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2015R0760_EN.02015R0760_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
ELTIF2759RTS2024R2759_EN.02024R2759_FR.0
ELTIF0480RTS2018R0480_EN.02018R0480_FR.0

Level 3 - Niveau 3

TypeRefName - NomLien
OrientationsESMA34-45-1272Guidelines on marketing communications under the Regulation on cross-border distribution of fundsEN FR
OrientationsESMA34-1592494965-657Guidelines on funds’ names using ESG or sustainability-related termsEN FR
Q&AESMA34-36-253EuSEF Q&A ESMA Search ToolURL

EMIR - 2012/648

OTC derivatives, central counterparties and trade repositories - Produits dérivés de gré à gré, les contreparties centrales et les référentiels centraux

ESMA Interactive Single Rulebook

Level 1 - Niveau 1

Name - NomLVL1 (🇬🇧)LVL1 (🇫🇷)Date
EMIR32012R0648_EN.02012R0648_FR.024/12/2024
EMIR2.22012R0648EMIR 2.2_EN.02012R0648EMIR 2.2_FR.001/01/2020
EMIR REFIT2012R0648EMIR REFIT_EN.02012R0648EMIR REFIT_FR.017/06/2019
EMIR2012R0648EMIR1_EN.02012R0648EMIR1_FR.016/08/2012

Level 2 - Niveau 2

Level 3 - Niveau 3

TypeName - NomLien
GuidelinesESMA74-362-2351Transfer of data between Trade RepositoriesEN FR
GuidelinesESMA70-151-1350Position calculation by Trade Repositories under EMIREN FR
GuidelinesESMA70-151-1439CCP conflict of interest managementEN FR
GuidelinesESMA70-151-1496EMIR Anti-Procyclicality Margin Measures for CCPEN FR
GuidelinesESMA70-151-3374On common procedures and methodologies on supervisory review and evaluation process of CCPs under Article 21 of EMIREN FR
GuidelinesESMA74-362-2281Guidelines for reporting under EMIR (23/10/2023)EN FR
Validation rulesESMA74-362-2683Validations rules for reporting under EMIRXLSX URL
GuidelinesESMA91-372-1704Further specifying the circumstances for temporary restrictions in the case of a significant non-default event in accordance with Article 45a of EMIREN FR
OpinionESMA91-372-2811ESMA Opinion on CCP backtestingEN
OpinionESMA70-708036281-18CCP Netting - Portfolio margining requirementsEN
OpinionESMA70-151-1149CCP Liquidity Risk Assessment under Article 44(1)EN
Q&AESMA70-1861941480-52OLD EMIR as of 02/02/2024 OLDEN
Q&AEMIR-QA-DLEMIR Q&A ESMA Search ToolURL
ReportESMA91-1505572268-36275th ESMA CCP Stress TestEN
Validation rulesESMA74-362-2683Reconciliation tolerances and template for notifications of DQ issuesURL / Excel Link

EuSEF - 2013/346

European social entrepreneurship funds - Fonds d’entrepreneuriat social européens

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2013R0346_EN.02013R0346_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
EuSEF0594RTS2014R0594_EN.02014R0594_FR.0
EuSEF0819RTS2019R0819_EN.02019R0819_FR.0

Level 3 - Niveau 3

TypeName - NomLien
OrientationsESMA34-45-1272Guidelines on marketing communications under the Regulation on cross-border distribution of fundsEN FR
OrientationsESMA34-1592494965-657Guidelines on funds’ names using ESG or sustainability-related termsEN FR
Q&AESMA34-36-253EuSEF Q&A ESMA Search ToolURL

MAR - 2014/596

Market abuse regulation - Abus de marché

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2014R0596_EN.02014R0596_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
Market practiceRTS2016R0908_EN.02016R0908_FR.0
Notification NCARTS2016R0909_EN.02016R0909_FR.0
Abusive practiceRTS2016R0957_EN.02016R0957_FR.0
Investment recommandationRTS2016R0958_EN.02016R0958_FR.0
Disclosing market participantRTS2016R0960_EN.02016R0960_FR.0
Buy-back programmeRTS2016R1052_EN.02016R1052_FR.0
Cooperation arrangementRTS2021R1783_EN.02021R1783_FR.0
Liquidity contractRTS2022R1959_EN.02022R1959_FR.0
NCA report info2016R0522_EN.02016R0522_FR.0
Format insider list2022R1210_EN.02022R1210_FR.0
Public disclo inside info2016R1055_EN.02016R1055_FR.0

Level 3 - Niveau 3

TypeName - NomLien
GuidelinesESMA/2016/1477Persons receiving market soundingsEN FR
GuidelinesESMA/2016/1480Information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivativesEN FR
GuidelinesESMA70-159-4966Delay in the disclosure of inside information and interactions with prudential supervisionEN FR
Q&AMAR-QA-DLMAR Q&A ESMA Search ToolURL

MICA - 2023/1114

Markets in crypto-assets - Marchés de crypto-actifs

ESMA Interactive Single Rulebook

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2023R1114_EN.02023R1114_FR.0

Level 2 - Niveau 2

Level 3 - Niveau 3

TypeRefName - NomLien
AMFDOC-2025-03Orientations sollicitation inversée, transferts de crypto-actifs, orientations protocoles de sécurité, orientations adéquation et relevé périodiqueFR
AMFDOC-2025-04Qualification des cryptoactifsFR
BriefingESMA75-453128700-1263Supervisory Briefing on Authorisation of CASPsEN
GuidelinesESMA75-223375936-6132On maintenance of systems and security access protocols under MiCAEN FR
GuidelinesJC 2024 28Templates for explanations and opinions, and the standardised test for crypto-assetsEN FR
GuidelinesESMA35-1872330276-2030On reverse solicitation under MiCAEN FR
GuidelinesESMA35-1872330276-2031Guidelines on certain aspects of the suitability requirements and format of the periodic statement for portfolio management activities under MICAEN FR
GuidelinesESMA35-1872330276-2032Guidelines on the procedures and policies, including the rights of clients, in the context of transfer services for crypto-assets under the MICA on investor protectionEN FR
GuidelinesESMA65-294529287-4737Outsourcing to cloud service providersEN FR
OpinionESMA75-453128700-1048Convergent application of MiCAEN
OpinionESMA35-1872330276-2021Requirements in relation to conflicts of interestEN
OpinionESMA35-1872330276-195Authorisations of crypto-asset service providers and notifications by certain financial entities to provide crypto-asset servicesEN
Q&AMICA-QA-DLMICA Q&AEN
StatementESMA75-453128700-1396MiCA Transitional MeasuresEN
StatementESMA75-223375936-6099Provision of certain crypto-asset services in relation to non-MiCA compliant ARTs and EMTsEN
GuidelinesESMA75-453128700-1039Supervisory practices for competent authorities to prevent and detect market abuse under MICAEN FR
GuidelinesESMA35-24871704-2922For the criteria on the assessment of knowledge and competence under MICAEN FR
OpinionEBA/Op/2025/08Opinion on the interplay between PSD2 and MiCAEN
Final reportEBA/GL/2024/13Final report on Guidelines on redemption plans under MICAEN
Final reportEBA/GL/2024/07Final report on Guidelines on recovery plans under MICAEN
Final reportEBA/GL/2024/08Final report on Guidelines on liquidity stress testing under MICAEN
Final reportEBA/GL/2024/06Final report on draft Guidelines on internal governance of issuers of ARTsEN
OpinionEBA/Op/2025/02Opinion on EC changes on RTS on conflicts of interest for issuersEN
Final reportEBA/GL/2024/16Final report on Guidelines on reporting on ARTs and EMTsEN
GuidelinesESMA75-453128700-10Guidelines on the assessment of the suitability of the members of the management body of issuers of asset-referenced tokens and of crypto-asset service providersEN FR
OpinionEBA/Op/2025/03Opinion on EC proposed amendment to RTS authorisation ARTsEN
GuidelinesESMA75453128700-1323On the conditions and criteria for the qualification of crypto-assets as financial instrumentsEN FR

MIF2 - 2014/65

Markets in financial instruments - Marchés d’instruments financiers

Interactive Single Rulebook Transposition into French law; transposition de la directive en droit français : Transpo MIF2

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2014L0065_EN.02014L0065_FR.0

Level 2 - Niveau 2

Delegated Acts - Actes Délégués

Name - NomLVL2 (🇬🇧)LVL2 (🇫🇷)
IF Requirements2017R0565_EN.02017R0565_FR.0
Inducements…2017L0593_EN.02017L0593_FR.0
Liquid Market2017R0567_EN.02017R0567_FR.0

RTS & ITS

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
Authorization IFRTS2017R1943_EN.02017R1943_FR.0
Coop NCARTS2017R0586_EN.02017R0586_FR.0
Package order2017R2194_EN.02017R2194_FR.0
Delegated2022R0803_EN.02022R0803_FR.0
DTORTS2017R2417_EN.02017R2417_FR.0
IF NotificationITS2017R1945_EN.02017R1945_FR.0
Indirect ClearingRTS2017R2154_EN.02017R2154_FR.0
ITS2ITS2017R1005_EN.02017R1005_FR.0
ITS3ITS2017R1110_EN.02017R1110_FR.0
ITS4ITS2022R1300_EN.02022R1300_FR.0
ITS5ITS2017R0953_EN.02017R0953_FR.0
ITS6ITS2017R0980_EN.02017R0980_FR.0
ITS7ITS2017R0981_EN.02017R0981_FR.0
ITS19ITS2016R0824_EN.02016R0824_FR.0
Passport IFRTS2017R1018_EN.02017R1018_FR.0
PMC2022R1299_EN.02022R1299_FR.0
RTS1 Equity TranspaRTS2017R0587_EN.02017R0587_FR.0
RTS2 Bond TranspaRTS2017R0583_EN.02017R0583_FR.0
RTS3 Volume capRTS2017R0577_EN.02017R0577_FR.0
RTS4 Derivative CORTS2016R2020_EN.02016R2020_FR.0
RTS5RTS2017R0579_EN.02017R0579_FR.0
RTS6RTS2017R0589_EN.02017R0589_FR.0
RTS7RTS2017R0584_EN.02017R0584_FR.0
RTS8RTS2017R0578_EN.02017R0578_FR.0
RTS9RTS2017R0566_EN.02017R0566_FR.0
RTS10RTS2017R0573_EN.02017R0573_FR.0
RTS11RTS2017R0588_EN.02017R0588_FR.0
RTS12RTS2017R0570_EN.02017R0570_FR.0
RTS14RTS2017R0572_EN.02017R0572_FR.0
RTS15 Clearing accessRTS2017R0581_EN.02017R0581_FR.0
RTS16 BMR AcessRTS2016R2021_EN.02016R2021_FR.0
RTS17RTS2017R0568_EN.02017R0568_FR.0
RTS18RTS2017R0569_EN.02017R0569_FR.0
RTS20aRTS2021R1833_EN.02021R1833_EN.0
RTS21aRTS2022R1302_EN.02022R1302_FR.0
RTS22 Trade ReportRTS2017R0590_EN.02017R0590_FR.0
RTS23 FIRDSRTS2017R0585_EN.02017R0585_FR.0
RTS24 Data ordersRTS2017R0580_EN.02017R0580_FR.0
RTS25RTS2017R0574_EN.02017R0574_FR.0
RTS26 Clear derivativeRTS2017R0582_EN.02017R0582_FR.0
RTS27RTS2017R0575_EN.02017R0575_FR.0
RTS28RTS2017R0576_EN.02017R0576_FR.0
SanctionRTS2017R1111_EN.02017R1111_FR.0
Derogation APA ARM2022R0466_EN.02022R0466_FR.0

Level 3 - Niveau 3

Guidelines - Orientations

TypeRefName - NomLien
GuidelinesESMA/2015/1787Guidelines on complex debt instruments and structured depositsEN FR
GuidelinesESMA/2016/1452Transaction reporting, order record keeping and clock synchronisation under MiFID IIEN FR
GuidelinesESMA/2016/574Guidelines on cross-selling practicesEN FR
GuidelinesESMA70-156-869On the application of C6 and C7 of Annex 1 of MiFID IIEN FR
GuidelinesESMA35-43-1163On certain aspects of the MiFID II suitability requirementsEN FR
GuidelinesESMA35-43-2938Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirementsEN
GuidelinesESMA35-43-620On MiFID II product governance requirementsEN FR
GuidelinesESMA70-154-271On the management body of market operators and data reporting services providersEN FR
GuidelinesESMA70-156-4263On the MiFID II/ MiFIR obligations on market dataEN FR
GuidelinesESMA71-1154262120-153Guidelines for the assessment of knowledge and competenceEN FR
GuidelinesESMA35-36-1952On certain aspects of the MiFID II compliance function requirementsEN FR
GuidelinesESMA35-43-3172Guidelines on certain aspects of the MiFID II suitability requirementsEN FR
GuidelinesESMA35-43-3565Guidelines On certain aspects of the MIFID II remuneration requirementsEN FR
GuidelinesESMA/2015/1787Guidelines on complex debt instruments and structured depositsEN FR
Guidelines
ESMA35-43-3006Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirementsEN FR
Guidelines
ESMA35-43-3448Guidelines on MiFID II product governance requirementsEN FR
Guidelines
ESMA35-36-1952Guidelines On certain aspects of the MiFID II compliance function requirementsEN FR
Guidelines
ESMA/2015/1886Guidelines for the assessment of knowledge and competenceEN FR

Opinions

TypeRefName - NomLien
OpinionESMA35-43-762To support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European UnionEN
OpinionESMA70-154-270Support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European UnionEN
OpinionESMA70-155-6641On the assessment of pre-trade transparency waivers for equity and non-equity instrumentsEN
OpinionESMA70-156-112Determining third-country trading venues for the purpose of position limits under MiFID IIEN
OpinionESMA70-156-478On ancillary activity – market size calculationEN
Opinion
ESMA70-156-117OTC derivatives traded on a trading venueEN
Opinion
ESMA70-156-1355On frequent batch auctions (FBAs) and the double volume cap mechanism (DVCM)EN
Opinion
ESMA70-156-322On the treatment of packages under the trading obligation for derivativesEN

Q&A

TypeRefName - NomLien
Q&AESMA35-43-349OLD On MiFID II and MiFIR investor protection and intermediaries topicsEN
Q&AMIF2-QA-DLMIF2 Q&A ESMA Search ToolURL
Q&AESMA70-1861941480-56OLD On MiFIR data reportingEN
Q&AESMA70-1562901-35OLD On MiFID II and MiFIR transparency topicsEN
Q&AESMA70-872942901-36OLD On MiFID II and MiFIR commodity derivatives topicsEN
Q&AESMA70-872942901-38OLD On MiFID II and MiFIR market structure topicsEN

Position AMF

TypeName - NomLien
AMFDOC-2019-03Exigences d’adéquation (conseil en investissement et gestion sous mandat)FR
AMFDOC-2018-04Vérifications du caractère approprié (RTO et exécution d’ordres pour le compte de tiers)FR
AMFDOC-2018-04Gouvernance produitsFR
AMFDOC-2021-04Fonction de conformitéFR
AMFDOC-2018-01Evaluation des connaissances et compétencesFR
AMFDOC-2023-03RémunérationFR
AMFDOC-2018-14Titres de créance complexesFR

MIFIR - 2014/600

Markets in financial instruments - Marchés d’instruments financiers

Interactive Single Rulebook

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2014R0600_EN.02014R0600_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
3rd country firmRTS2016R2022_EN.02016R2022_FR.0
Indirect clearingRTS2017R2154_EN.02017R2154_FR.0
Package orderRTS2017R2194_EN.02017R2194_FR.0
RTS1 Eqty TranspaRTS2017R0587_EN.02017R0587_FR.0
RTS2 Bond TranspaRTS2017R0583_EN.02017R0583_FR.0
RTS3 Volume capRTS2017R0577_EN.02017R0577_FR.0
RTS4 Derivative CORTS2016R2020_EN.02016R2020_FR.0
RTS5 Prevention evasionRTS2017R0579_EN.02017R0579_FR.0
RTS14 Pre post tradeRTS2017R0572_EN.02017R0572_FR.0
RTS15 Clearing accessRTS2017R0581_EN.02017R0581_FR.0
RTS16 BMR AccessRTS2016R2021_EN.02016R2021_FR.0
RTS22 Trade ReportRTS2017R0590_EN.02017R0590_FR.0
RTS23 FIRDSRTS2017R0585_EN.02017R0585_FR.0
RTS24 Data ordersRTS2017R0580_EN.02017R0580_FR.0
RTS26 Clear derivativeRTS2017R0582_EN.02017R0582_FR.0
Transpa dataRTS2025R1156_EN.02025R1156_FR.0
RTS1157RTS2025R1157_EN.02025R1157_FR.0
RTS1143RTS2025R1143_EN.02025R1143_FR.0
RTS1155RTS2025R1155_EN.02025R1155_FR.0

Level 3 - Niveau 3

TypeRefName - NomLien
Final ReportESMA74-276584410-10987Transparency for derivatives, package orders and input/output data for the derivatives consolidated tapeEN
Final ReportESMA74-2134169708-7775Review of RTS 2 on transparency for bonds, structured finance products and emission allowances and RTS on reasonable commercial basisEN
GuidelinesESMA/2016/1452Transaction reporting, order record keeping and clock synchronisation under MiFID IIEN FR
Validation RulesESMA65-8-2594Transaction Reporting Validation Rules - 2022 updateURL XLS
GuidelinesESMA70-156-4305On the MiFID II/MiFIR obligations on market dataEN
GuidelinesESMA65-294529287-4737Outsourcing to cloud service providersEN FR
OpinionESMA70-154-165Determining third-country trading venues for the purpose of transparency under MiFID II/MiFIREN
OpinionESMA70-155-6641On the assessment of pre-trade transparency waivers for equity and non-equity instrumentsEN
OpinionESMA70-156-117OTC derivatives traded on a trading venueEN
OpinionESMA70-156-322On the treatment of packages under the trading obligation for derivativesEN
Q&AESMA35-43-349OLD On MiFID II and MiFIR investor protection and intermediaries topicsEN
Q&AESMA70-1562901-35OLD On MiFID II and MiFIR transparency topicsEN
Q&AESMA70-872942901-38OLD On MiFID II and MiFIR market structure topicsEN
Q&AMIFIR-QA-DLMIFIR Q&A ESMA Search ToolURL

PILOT - 2022/858

Pilot regime for market infrastructures based on distributed ledger technology - Régime pilote pour les infrastructures de marché reposant sur la technologie des registres distribués

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2022R0858_EN.02022R0858_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)

Level 3 - Niveau 3

TypeRefName - NomLien
GuidelinesESMA70-460-213On standard forms, formats and templates to apply for permission to operate a DLT market infrastructureEN FR
Q&APILOT-QA-DLPilot Q&A ESMA Search ToolURL
Q&AESMA70-460-189OLD Pilot regime for market infrastructures based on distributed ledger technologyEN

Prospectus - 2017/1129

Prospectus to be published when securities are offered to the public or admitted to trading on a regulated market - Prospectus à publier en cas d’offre au public de valeurs mobilières ou en vue de l’admission de valeurs mobilières à la négociation sur un marché réglementé

Interactive Single Rulebook

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2017R1129_EN.02017R1129_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
Key InfoRTS2019R0979_EN.02019R0979_FR.0
Published Info2019R0980_EN.02019R0980_FR.0

Level 3 - Niveau 3

TypeRefName - NomLien
Q&APROSPECTUS-QA-DLProspectus Q&A ESMA Search ToolURL
RecommandationESMA/2013/319ESMA update of the CESR recommendationsEN
OpinionESMA/2015/1015ESMA assessment of Israeli laws and regulations on prospectusesEN
GuidelinesESMA32-382-1138disclosure requirements under the Prospectus RegulationEN FR
GuidelinesESMA31-62-1293Risk factors under the Prospectus RegulationEN FR

SECR - 2017/2402

Framework for securitisation and creating a specific framework for simple, transparent and standardised securitisation - Cadre spécifique pour les titrisations simples, transparentes et standardisées ESMA Interactive Single Rulebook

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2017R2402_EN.02017R2402_FR.0

Level 2 - Niveau 2

Level 3 - Niveau 3

TypeRefName - NomLien
OpinionJC 2021 16Jurisdictional Scope of Application of the Securitisation RegulationEN
GuidelinesESMA33-128-1001On portability of information between securitisation repositories under the Securitisation RegulationEN
GuidelinesESMA33-128-1217On securitisation repository data completeness and consistency thresholdsEN
Q&ASECR-QA-DLSECR Q&A ESMA Search ToolURL

SFDR - 2019/2088

Sustainability‐related disclosures in the financial services sector - Publication d’informations en matière de durabilité dans le secteur des services financiers

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2019R2088_EN.02019R2088_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
2022R1288Bug sur ce RTS : URLPDFPDF

Level 3 - Niveau 3

TypeRefName - NomLien
Annual ReportJC 2025 26Principal Adverse Impact disclosures under the SFDREN
Q&AJC 2023 18Consolidated Q&A on the SFDREN
Supervisory briefingESMA34-45-1427Sustainability risks and disclosures in the area of investment managementEN

SFTR - 2015/2365

Transparency of securities financing transactions and of reuse - Transparence des opérations de financement sur titres et de la réutilisation

ESMA Interactive Single Rulebook

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2015R2365_EN.02015R2365_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
SFT reportingRTS2019R0356_EN.02019R0356_FR.0
SFT held TRRTS2019R0357_EN.02019R0357_FR.0
Publication SFTRTS2019R0358_EN.02019R0358_FR.0
Extension TRRTS2019R0359_EN.02019R0359_FR.0

Level 3 - Niveau 3

TypeRefName - NomLien
GuidelinesESMA70-151-2838Reporting under Articles 4 and 12 SFTREN FR
GuidelinesESMA74-362-1853on periodic information and notification of material changes to be submitted to ESMA by Trade RepositoriesEN
GuidelinesESMA74-362-1986on calculation of positions in SFTs by Trade RepositoriesEN
Q&ASFTR-QA-DLSFTR Q&A ESMA Search ToolURL
Q&AESMA74-362-893OLD On SFTR data reporting as of 31/12/2023EN
Validation rulesESMA70-151-1019SFTR Validation RulesURL Excel

SSR - 2012/236

Short selling and certain aspects of credit default swaps - Vente à découvert et certains aspects des contrats d’échange sur risque de crédit

ESMA Interactive Single Rulebook

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2012R0236_EN.02012R0236_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
Disclosure requirementRTS2012R0826_EN.02012R0826_FR.0
Disclosure requirementITS2012R0827_EN.02012R0827_FR.0
Fall in valueRTS2012R0919_EN.02012R0919_FR.0

Level 3 - Niveau 3

TypeRefName - NomLien
Q&ASSR-QA-DLSSR Q&A ESMA Search ToolURL

Taxonomy - 2020/852

Framework to facilitate sustainable investment - Cadre visant à favoriser les investissements durables

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2020R0852_EN.02020R0852_FR.0

Level 2 - Niveau 2

The Taxonomy RTS are currently unusable in NOMOX. The links below direct to EUR-LEX. Les DAC de Taxonomy sont pour l’instant inexploitables dans NOMOX. Les liens ci-dessous envoient vers EUR-LEX.

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
2021R2139DACBug sur ce règlement2021R2139
2021R2178DACBug sur ce règlement2021R2178
2023R2486DACBug sur ce règlement2023R2486

Level 3 - Niveau 3

TypeRefName - NomLien
Final ReportESMA30-379-471Advice on Article 8 of the Taxonomy RegulationEN
ExternalEU Taxonomy CalculatorURL
User GuideTaxonomy User GuideEN
AMFEtude sur le reporting taxonomie des sociétés financières cotéesFR
AMFRapport sur le reporting taxonomie des sociétés non-financières cotéesFR
CommissionQ&AFrequently asked questions on the EU taxonomyEN

Transparency - 2004/109

Harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market - Harmonisation des obligations de transparence concernant l’information sur les émetteurs dont les valeurs mobilières sont admises à la négociation sur un marché réglementé

Interactive Single Rulebook

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2004L0109_EN.02004L0109_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
2019R0815Bug sur ce Règlement2019R0815
2007L00142007L0014_EN.02007L0014_FR.0
2015R07612015R0761_EN.02015R0761_FR.0
2016R14372016R1437_EN.02016R1437_FR.0
2007R15692007R1569_EN.02007R1569_FR.0

Level 3 - Niveau 3

TypeRefName - NomLien
GuidelinesESMA70-460-213On standard forms, formats and templates to apply for permission to operate a DLT market infrastructureEN FR
GuidelinesESMA/2015/1415Alternative Performance MeasuresEN FR
GuidelinesESMA32-50-218Guidelines on enforcement of financial informationEN FR
GuidelinesESMA/2014/1293Enforcement of financial informationEN
GuidelinesESMA32-992851010-1815On Enforcement of Sustainability InformationEN FR
Q&ATRANSPARENCE-QA-DLTransparence Q&A ESMA Search ToolURL

UCITS OPCVM - 2009/65

Undertakings for collective investment in transferable securities (UCITS) - Organismes de placement collectif en valeurs mobilières (OPCVM)

ESMA Interactive Single Rulebook

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2009L0065_EN.02009L0065_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
Art 12(3)aDAC2010L0043_EN.02010L0043_FR.0
Art 43(5)DAC2010L0044_EN.02010L0044_FR.0
Art 75(4)DAC2010R0583_EN.02010R0583_FR.0
Art 22(2-5)DAC2016R0438_EN.02016R0438_FR.0
Art 26bDAC2018R1619_EN.02018R1619_FR.0
Art 17(10)(2)RTS2024R0911_EN.02024R0911_FR.0
Art 18a(5)RTS2026R0466_EN.02026R0466_FR.0

Level 3 - Niveau 3

TypeRefName - NomLien
AMFDOC-2013-06Les dons cotés et autres questions liées aux OPCVMFR
AMFDOC-2016-14Bonnes politiques de rémunération au titre de la directive sur les organismes de placement collectif en valeurs mobilièresFR
AMFDOC-2020-03Information à fournir par les placements collectifs intégrant des approches extra-financièresFR
GuidelinesESMA65-294529287-4737Outsourcing to cloud service providers (2025)EN FR
GuidelinesESMA34-39-992Performance fees in UCITS and certain types of AIFsEN FR
GuidelinesESMA34-1592494965-657Funds’ names using ESG or sustainability-related termsEN FR
GuidelinesCESR/07-044bEligible assets for investment by UCITSEN
GuidelinesCESR/07-434Classification of hedge fund indices as financial indicesEN
GuidelinesCESR/10-788Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITSEN
GuidelinesCESR/10-1320CESR guide to clear language and_layout for the Key Investor Information documentEN
GuidelinesCESR/10-1321CESR template for the Key Investor Information documentEN
GuidelinesCESR/10-673CESR methodology for the calculation of the synthetic risk and reward indicator in the Key Investor Information DocumentEN
GuidelinesCESR/10-674CESR guidelines on the methodology for calculation of the ongoing charges figure in the Key Investor Information DocumentEN
GuidelinesESMA/2012/832Les fonds cotés et autres questions liées aux OPCVMEN FR
GuidelinesESMA/2014/937Les fonds cotés et autres questions liées aux OPCVMEN FR
GuidelinesESMA/2016/575Orientations relatives aux bonnes politiques de rémunération au titre de la directive sur les organismes de placement collectif en valeurs mobilièresEN FR
GuidelinesESMA34-671404336-1363Amended guidelines on LMTs of UCITS and open-ended AIFsEN
OpinionESMA42-110-433General principles to support supervisory convergence in the context of the United Kingdom withdrawing from the European UnionEN
OpinionESMA34-45-344Support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European UnionEN
OpinionESMA34-43-296Share classes of UCITSEN
OpinionESMA/2012/721Article 50(2)(a) of Directive 2009/65/ECEN
Q&AUCITS-QA-DLUCITS Q&A ESMA Search ToolURL