2016R0958 - Summary

COMMISSION DELEGATED REGULATION (EU) 2016/958 of 9 March 2016 supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the technical arrangements for objective presentation of investment recommendations or other information recommending or suggesting an investment strategy and for disclosure of particular interests or indications of conflicts of interest (Text with EEA relevance)

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🇫🇷 French Version: 2016R0958_FR.0. Open the PDF. Direct link to EUR-LEX.

CHAPTER I - GENERAL PROVISIONS

Article 1 - Definitions

CHAPTER II - PRODUCTION OF RECOMMENDATIONS

Article 2 - Identity of producers of recommendations
Article 3 - General obligations in relation to objective presentation of recommendations
Article 4 - Additional obligations in relation to objective presentation of recommendations applicable to the persons referred to Article 3(1)(34)(i) of Regulation (EU) No 596/2014 and experts
Article 5 - General obligations in relation to disclosure of interests or of conflicts of interest
Article 6 - Additional obligations in relation to disclosure of interests or of conflicts of interest by persons referred to in Article 3(1)(34)(i) of Regulation (EU) No 596/2014 and experts
Article 7 - Dissemination of recommendations by the producer

CHAPTER III - DISSEMINATION OF RECOMMENDATIONS PRODUCED BY THIRD PARTIES

Article 8 - Arrangements for dissemination of recommendations
Article 9 - Additional arrangements for dissemination of summary or extract of recommendations
Article 10 - Additional arrangements for dissemination of substantially altered recommendations

CHAPTER IV - FINAL PROVISIONS

Article 11 - Entry into force