2013R0149 - Summary
COMMISSION DELEGATED REGULATION (EU) No 149/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on indirect clearing arrangements, the clearing obligation, the public register, access to a trading venue, non-financial counterparties, and risk mitigation techniques for OTC derivatives contracts not cleared by a CCP (Text with EEA relevance)
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🇫🇷 French Version: 2013R0149_FR.0. Open the PDF. Direct link to EUR-LEX.
CHAPTER I - GENERAL
Article 1 - Definitions
CHAPTER II - INDIRECT CLEARING ARRANGEMENTS
Article 2 - Requirements for the provision of indirect clearing services by clients
Article 3 - Obligations of CCPs
Article 4 - Obligations of clearing members
Article 5 - Obligations of clients
Article 5a - Requirements for the provision of indirect clearing services by indirect clients
Article 5b - Requirements for the provision of indirect clearing services by second indirect clients
CHAPTER III - NOTIFICATION TO ESMA FOR THE PURPOSE OF THE CLEARING OBLIGATION
Article 6 - Details to be included in the notification
CHAPTER IV - CRITERIA FOR THE DETERMINATION OF THE CLASSES OF OTC DERIVATIVE CONTRACTS SUBJECT TO THE CLEARING OBLIGATION
Article 7 - Criteria to be assessed by ESMA
CHAPTER V - PUBLIC REGISTER
Article 8 - Details to be included in ESMA’s Register
CHAPTER VI - LIQUIDITY FRAGMENTATION
Article 9 - Specification of the notion of liquidity fragmentation
CHAPTER VII - NON-FINANCIAL COUNTERPARTIES
Article 10 - (Article 10(4)(a) of Regulation (EU) No 648/2012)
Article 11 - (Article 10(4)(b) of Regulation (EU) No 648/2012)
CHAPTER VIII - RISK-MITIGATION TECHNIQUES FOR OTC DERIVATIVE CONTRACTS NOT CLEARED BY A CCP
Article 12 - (Article 11(14)(a) of Regulation (EU) No 648/2012)
Article 13 - (Article 11(14)(a) of Regulation (EU) No 648/2012)
Article 14 - (Article 11(14)(a) of Regulation (EU) No 648/2012)
Article 15 - (Article 11(14)(a) of Regulation (EU) No 648/2012)
Article 16 - (Article 11(14)(b) of Regulation (EU) No 648/2012)
Article 17 - (Article 11(14)(b) of Regulation (EU) No 648/2012)
Article 18 - (Article 11(14)(c) of Regulation (EU) No 648/2012)
Article 19 - (Article 11(14)(d) of Regulation (EU) No 648/2012)
Article 20 - (Article 11(14)(d) of Regulation (EU) No 648/2012)
Article 21 - Entry into force and application