2020R1230 - Summary
COMMISSION DELEGATED REGULATION (EU) 2020/1230 of 29 November 2019 supplementing Regulation (EU) 2017/2402 of the European Parliament and of the Council with regard to regulatory technical standards specifying the details of the application for registration of a securitisation repository and the details of the simplified application for an extension of registration of a trade repository (Text with EEA relevance)
Info
🇫🇷 French Version: 2020R1230_FR.0. Open the PDF. Direct link to EUR-LEX.
Références LVL1 <=> LVL2
Level 1 reference(s): 2017R2402_EN.10
Article 1 - Definitions
Article 2 - Identification, legal status and type of securitisation
Article 3 - Organisational chart
Article 4 - Corporate governance
Article 5 - Internal control
Article 6 - Conflicts of interest
Article 7 - Ownership of the securitisation repository
Article 8 - Ownership chart
Article 9 - Policies and procedures
Article 10 - Regulatory compliance
Article 11 - Staffing policies and procedures
Article 12 - Information about the applicant’s staff members involved in the provision of core securitisation services
Article 13 - Financial reports and business plans
Article 14 - Information technology resources
Article 15 - Information collection and availability mechanisms
Article 16 - Ancillary services
Article 17 - Senior management and members of the board
Article 18 - Transparency of access rules
Article 19 - Pricing policy transparency
Article 20 - Operational risk
Article 21 - Outsourcing
Article 22 - Security
Article 23 - Verification procedures
Article 24 - Quality of information produced
Article 25 - Confidentiality
Article 26 - Record-keeping policy
Article 27 - Payment of fees
Article 28 - Verification of the accuracy and completeness of the application
Article 29 - Information requirements for a registered trade repository seeking to provide core securitisation services
Article 30 - Entry into force