2017R1943 - Summary
COMMISSION DELEGATED REGULATION (EU) 2017/1943 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on information and requirements for the authorisation of investment firms (Text with EEA relevance)
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🇫🇷 French Version: 2017R1943_FR.0. Open the PDF. Direct link to EUR-LEX.
Article 1 - General information
Article 2 - Information on capital
Article 3 - Information on shareholders
Article 4 - Information on the management body and persons who direct the business
Article 5 - Financial information
Article 6 - Information on the organisation of the firm
Article 7 - General requirements
Article 8 - Requirements applicable to the management of investment firms that are natural persons or investment firms that are legal persons managed by a single natural person
Article 9 - Requirements applicable to shareholders and members with qualifying holdings
Article 10 - Effective exercise of supervisory functions
Article 11 - Entry into force and application