2019R0359 - Summary
COMMISSION DELEGATED REGULATION (EU) 2019/359 of 13 December 2018 supplementing Regulation (EU) 2015/2365 of the European Parliament and of the Council with regard to regulatory technical standards specifying the details of the application for registration and extension of registration as a trade repository (Text with EEA relevance)
Info
🇫🇷 French Version: 2019R0359_FR.0. Open the PDF. Direct link to EUR-LEX.
Références LVL1 <=> LVL2
Level 1 reference(s): 2015R2365_EN.5
Article 1 - Identification, legal status and types of securities financing transactions
Article 2 - Policies and procedures
Article 3 - Ownership of the trade repository
Article 4 - Ownership chart
Article 5 - Organisational chart
Article 6 - Corporate governance
Article 7 - Internal control
Article 8 - Regulatory compliance
Article 9 - Senior management and members of the Board
Article 10 - Staffing policies and procedures
Article 11 - Fitness and properness
Article 12 - Financial reports and business plans
Article 13 - Management of conflicts of interest
Article 14 - Confidentiality
Article 15 - Inventory and mitigation of conflicts of interest
Article 16 - Information Technology resources and outsourcing
Article 17 - Ancillary services
Article 18 - Transparency of access rules
Article 19 - Verification of completeness and correctness of data
Article 20 - Pricing policy transparency
Article 21 - Operational risk
Article 22 - Recordkeeping policy
Article 23 - Data availability mechanisms
Article 24 - Direct and immediate access to data by authorities
Article 25 - Payment of fees
Article 26 - Information to be provided in the case of extension of registration
Article 27 - Verification of the accuracy and completeness of the application
Article 28 - Entry into force