2017L0593 - Summary
COMMISSION DELEGATED DIRECTIVE (EU) 2017/593 of 7 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits (Text with EEA relevance)
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🇫🇷 French Version: 2017L0593_FR.0. Open the PDF. Direct link to EUR-LEX.
CHAPTER I - SCOPE
Article 1 - Scope and definitions
CHAPTER II - SAFEGUARDING OF CLIENT FINANCIAL INSTRUMENTS AND FUNDS
Article 2 - Safeguarding of client financial instruments and funds
Article 3 - Depositing client financial instruments
Article 4 - Depositing client funds
Article 5 - Use of client financial instruments
Article 6 - Inappropriate use of title transfer collateral arrangements
Article 7 - Governance arrangements concerning the safeguarding of client assets
Article 8 - Reports by external auditors
CHAPTER III - PRODUCT GOVERNANCE REQUIREMENTS
Article 9 - Product governance obligations for investment firms manufacturing financial instruments
Article 10 - Product governance obligations for distributors
CHAPTER IV - INDUCEMENTS
Article 11 - Inducements
Article 12 - Inducements in respect of investment advice on an independent basis or portfolio management services
Article 13 - Inducements in relation
CHAPTER V - FINAL PROVISIONS
Article 14 - Entry into force and application
Article 15 - This Directive shall enter into force on the twentieth day following that of its publication in the
Article 16 - This Directive is addressed to the Member States.