2015R2365 - Summary
REGULATION (EU) 2015/2365 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012 (Text with EEA relevance)
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🇫🇷 French Version: 2015R2365_FR.0. Open the PDF. Direct link to EUR-LEX.
CHAPTER I - SUBJECT MATTER, SCOPE AND DEFINITIONS
Article 1 - Subject matter
Article 2 - Scope
Article 3 - Definitions
CHAPTER II - TRANSPARENCY OF SFTS
Article 4 - Reporting obligation and safeguarding in respect of SFTs
CHAPTER III - REGISTRATION AND SUPERVISION OF A TRADE REPOSITORY
Article 5 - Registration of a trade repository
Article 6 - Notification of and consultation with competent authorities prior to registration or extension of registration
Article 7 - Examination of the application
Article 8 - Notification of ESMA decisions relating to registration or extension of registration
Article 9 - Powers of ESMA
Article 10 - Withdrawal of registration
Article 11 - Supervisory fees
Article 12 - Transparency and availability of data held in a trade repository
CHAPTER IV - TRANSPARENCY TOWARDS INVESTORS
Article 13 - Transparency of collective investment undertakings in periodical reports
Article 14 - Transparency of collective investment undertakings in pre-contractual documents
CHAPTER V - TRANSPARENCY OF REUSE
Article 15 - Reuse of financial instruments received under a collateral arrangement
CHAPTER VI - SUPERVISION AND COMPETENT AUTHORITIES
Article 16 - Designation and powers of competent authorities
Article 17 - Cooperation between competent authorities
Article 18 - Professional secrecy
CHAPTER VII - RELATIONSHIP WITH THIRD COUNTRIES
Article 19 - Equivalence and recognition of trade repositories
Article 20 - Indirect access to data between authorities
Article 21 - Equivalence of reporting
CHAPTER VIII - ADMINISTRATIVE SANCTIONS AND OTHER ADMINISTRATIVE MEASURES
Article 22 - Administrative sanctions and other administrative measures
Article 23 - Determination of administrative sanctions and other administrative measures
Article 24 - Reporting of infringements
Article 25 - Exchange of information with ESMA
Article 26 - Publication of decisions
Article 27 - Right of appeal
Article 28 - Sanctions and other measures for the purpose of Articles 13 and 14
CHAPTER IX - REVIEW
Article 29 - Reports and review
CHAPTER X - FINAL PROVISIONS
Article 30 - Exercise of delegated powers
Article 31 - Committee procedure
Article 32 - Amendments to Regulation (EU) No 648/2012
Article 32a - Accessibility of information on the European single access point
Article 33 - Entry into force and application
Annex I - Section A –