2019R0979 - Summary
COMMISSION DELEGATED REGULATION (EU) 2019/979 of 14 March 2019 supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council with regard to regulatory technical standards on key financial information in the summary of a prospectus, the publication and classification of prospectuses, advertisements for securities, supplements to a prospectus, and the notification portal, and repealing Commission Delegated Regulation (EU) No 382/2014 and Commission Delegated Regulation (EU) 2016/301 (Text with EEA relevance)
Info
🇫🇷 French Version: 2019R0979_FR.0. Open the PDF. Direct link to EUR-LEX.
Références LVL1 <=> LVL2
Level 1 reference(s): 2017R1129_EN.22, 2017R1129_EN.23, 2017R1129_EN.7, 2017R1129_EN.25, 2017R1129_EN.21
CHAPTER I - KEY FINANCIAL INFORMATION IN THE PROSPECTUS SUMMARY
SECTION 1 - Content of the key financial information in the prospectus summary
Article 1 - Minimum content of the key financial information in the summary of a prospectus
Article 2 - Key financial information for non-financial entities issuing equity securities
Article 3 - Key financial information for non-financial entities issuing non-equity securities
Article 4 - Key financial information for credit institutions
Article 5 - Key financial information for insurance companies
Article 6 - Key financial information for special purpose vehicles issuing asset backed securities
Article 7 - Key financial information for closed end funds
Article 8 - Key financial information for guarantors
SECTION 2 - Format of the key financial information in the prospectus summary
Article 9 - Format of the key financial information in the summary of a prospectus
CHAPTER II - PUBLICATION OF THE PROSPECTUS
Article 10 - Publication of the prospectus
CHAPTER III - MACHINE READABLE DATA FOR THE CLASSIFICATION OF PROSPECTUSES
Article 11 - Data for classification of prospectuses
Article 12 - Practical arrangements to ensure the machine readability of the data
CHAPTER IV - ADVERTISEMENTS
Article 13 - Identification of the prospectus
Article 14 - Required content
Article 15 - Dissemination of advertisements
Article 16 - Information concerning offers of securities
Article 17 - Procedure for the cooperation between competent authorities
CHAPTER V - SUPPLEMENTS TO THE PROSPECTUS
Article 18 - Publication of a supplement to the prospectus
CHAPTER VI - TECHNICAL ARRANGEMENTS FOR THE FUNCTIONING OF THE NOTIFICATION PORTAL
Article 19 - Upload of documents and accompanying data
Article 20 - Processing and notification of documents and accompanying data
Article 21 - Download of documents and accompanying data
CHAPTER VII - FINAL PROVISIONS
Article 22 - Repeal
Article 22a - Summaries of prospectuses approved between 21 July 2019 and 16 September 2020 for non-financial entities issuing equity securities
Article 23 - Entry into force
Annex I - NON-FINANCIAL ENTITIES (EQUITY SECURITIES)
Annex II - NON-FINANCIAL ENTITIES (NON-EQUITY SECURITIES)
Annex III - CREDIT INSTITUTIONS (EQUITY AND NON-EQUITY SECURITIES)
Annex IIII - INSURANCE COMPANIES (EQUITY AND NON-EQUITY SECURITIES)
Annex V - SPECIAL PURPOSE VEHICLES (‘SPVS’) ISSUING ASSET BACKED SECURITIES
Annex VI - CLOSED END FUNDS
Annex VII - MACHINE-READABLE DATA TO BE PROVIDED TO ESMA