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2015R0514_EN.0

2015R0514 - Summary

COMMISSION DELEGATED REGULATION (EU) 2015/514 of 18 December 2014 on the information to be provided by competent authorities to the European Securities and Markets Authority pursuant to Article 67(3) of Directive 2011/61/EU of the European Parliament and of the Council (Text with EEA relevance)

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🇫🇷 French Version: 2015R0514_FR.0. Open the PDF. Direct link to EUR-LEX.

Article 1 - Competent authorities shall pursuant to Article 67(3) of Directive 2011/61/EU provide the following information to the European Securities and Markets Authority (ESMA):
Article 2 - With regard to the use made of the passport, the competent authorities shall provide the following information:
Article 3 - With regard to problems encountered regarding effective cooperation among competent authorities, competent authorities shall provide the following information:
Article 4 - With regard to problems encountered regarding the effective functioning of the notification system provided for in Articles 32 and 33 of Directive 2011/61/EU, competent authorities shall provide the following information:
Article 5 - With regard to issues of investor protection in relation to AIFs marketed or managed from another Member State as well as AIFs marketed under Article 43 of Directive 2011/61/EU, competent authorities shall provide the following information:
Article 6 - With regard to mediation by ESMA, competent authorities shall provide information on the degree of satisfaction with the mediation by ESMA on matters concerning the functioning of the passport for EU AIFMs managing and/or marketing EU AIFs.
Article 7 - With regard to the effectiveness of the collection and sharing of information in relation to the monitoring of systemic risks, competent authorities shall provide the following information:
Article 8 - With regard to the marketing of non-EU AIFs by EU AIFMs in accordance with Article 36(1) of Directive 2011/61/EU, competent authorities shall provide the following information:
Article 9 - With regard to the marketing of AIFs by non-EU AIFMs in accordance with Article 42(1) of Directive 2011/61/EU, competent authorities shall provide the following information:
Article 10 - With regard to the management of EU AIFs by non-EU AIFMs in accordance with applicable national regimes, competent authorities shall provide the following information:
Article 11 - With regard to the existence and effectiveness of cooperation arrangements for the purpose of systemic risk oversight between the competent authority of a Member State and the supervisory authority of the non-EU country, competent authorities shall provide the following information:
Article 12 - With regard to issues of investor protection in relation to marketing and management under the applicable national regimes, competent authorities shall provide the following information:
Article 13 - With regard to the features of the third country regulatory and supervisory framework that might prevent the effective exercise by the competent authority of its supervisory functions, competent authorities shall provide the following information:
Article 14 - With regard to the impact of the functioning of the systems referred to in points (a) and (b) of Article 1, competent authorities shall provide the following information:
Article 15 - This Regulation shall enter into force on the twentieth day following that of its publication in the

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