COMOFI

COMOFI en date du 23/03/2026. Lien URL vers le COMOFI. 🔗 Sommaire COMOFI Législatif 🔗 Sommaire COMOFI Réglementaire

RG AMF

Règlement général de l’AMF en vigueur du 01/01/2026 au 29/06/2026 (version du 23/03/2026) : site web AMF 🔗 Sommaire RGAMF

AIFMD - 2011/61

Alternative Investment Fund Managers and amending Directives - Gestionnaires de fonds d’investissement alternatifs

Level 1 - Niveau 1

Transposition into French law; Transposition en loi française: Transpo AIFMD

LVL1 (🇬🇧)LVL1 (🇫🇷)
2011L0061_EN.02011L0061_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
ExemptionDAC2013R0231_EN.02013R0231_FR.0
Info to ESMADAC2015R0514_EN.02015R0514_FR.0
Info crossborderRTS2024R0912_EN.02024R0912_FR.0
2024R0913BugENFR
Liquidity mgtRTSA venirURL

Level 3 - Niveau 3

TypeName - NomLien
Q&AQ&A AIFMDFR
GuidelinesGuidelines on key concepts of the AIFMD - ESMA/2013/611EN FR
AMFPosition AMF 2013-16FR
GuidelinesGuidelines on sound remuneration policies under the AIFMD - ESMA/2013/232EN FR
GuidelinesGuidelines on sound remuneration policies under the AIFMD - ESMA/2016/579EN FR
AMFPosition DOC-2013-11FR
GuidelinesGuidelines on reporting obligations - ESMA/2014/869EN FR
AMFPosition DOC-2014-09FR
GuidelinesGuidelines on funds’ names using ESG or sustainability-related terms - ESMA34-1592494965-657EN FR
AMFPosition DOC-2020-03FR
ReportAmended guidelines on LMTs of UCITS and open-ended AIFs - ESMA34-671404336-1363EN

BMR - 2016/1011

Indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds - Les indices utilisés comme indices de référence dans le cadre d’instruments et de contrats financiers ou pour mesurer la performance de fonds d’investissement

ESMA Interactive Single Rulebook

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2016R1011_EN.02016R1011_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
Oversight functionRTS2018R1637_EN.02018R1637_FR.0
Input data OversightRTS2018R1638_EN.02018R1638_FR.0
Code of conductRTS2018R1639_EN.02018R1639_FR.0
Supervised contributorRTS2018R1640_EN.02018R1640_FR.0
MethodologyRTS2018R1641_EN.02018R1641_FR.0
Criteria adminRTS2018R1642_EN.02018R1642_FR.0
Update BMR statementRTS2018R1643_EN.02018R1643_FR.0
Cooperation NCARTS2018R1644_EN.02018R1644_FR.0
Notif ESMARTS2018R1645_EN.02018R1645_FR.0
Application informationRTS2018R1646_EN.02018R1646_FR.0
Statement non significantRTS2021R1348_EN.02021R1348_FR.0
Critical BMRRTS2021R1349_EN.02021R1349_FR.0
Governance adminRTS2021R1350_EN.02021R1350_FR.0
ManipulationRTS2021R1351_EN.02021R1351_FR.0
Quality BMRRTS2021R1352_EN.02021R1352_FR.0
ESG disclosureRTS2020R1816_EN.02020R1816_FR.0
ESG indice critèreRTS2020R1817_EN.02020R1817_FR.0
ESG norme miniRTS2020R1818_EN.02020R1818_FR.0

Level 3 - Niveau 3

TypeName - NomLien
Q&AOn the Benchmarks Regulation (BMR)EN
GuidelinesOn non-significant benchmarks under the Benchmarks Regulation - ESMA70-145-1209EN FR
GuidelinesOn methodology, oversight function and record keeping under the Benchmarks Regulation - ESMA81-393-288EN FR

CCPRR - 2021/23

Framework for the recovery and resolution of central counterparties - Cadre pour le redressement et la résolution des contreparties centrales

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2021R0023_EN.02021R0023_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
Order payRTS2023R0450_EN.02023R0450_FR.0
Assessment RPRTS2023R0451_EN.02023R0451_FR.0
Own ressourceRTS2023R0840_EN.02023R0840_FR.0
MoU collegeRTS2023R1192_EN.02023R1192_FR.0
Contents RPRTS2023R1193_EN.02023R1193_FR.0
Compensation clientRTS2023R1615_EN.02023R1615_FR.0
ValuationRTS2023R1616_EN.02023R1616_FR.0

Level 3 - Niveau 3

TypeName - NomLien
GuidelinesOn the consistent application of the triggers for the use of Early Intervention Measures (Article 18(8) of CCPRRR) - ESMA91-372-1700EN FR
GuidelinesOn the types and content of the provisions of Cooperation Arrangements (Article 79 of CCPRRR) - ESMA91-372-1791EN
GuidelinesOn written arrangements and procedures for the functioning of resolution colleges - ESMA91-372-1958EN FR
GuidelinesOn the methodology to be used by the resolution authority for determining the valuation of contracts prior to their termination as referred to in Article 29(1) of CCPRRR - ESMA91-372-2067EN FR
GuidelinesOn the application of the circumstances under which a central counterparty is deemed to be failing or likely to fail (Article 22(6) of CCPRRR) - ESMA91-372-2070EN FR
GuidelinesOn the summary of resolution plans - ESMA91-372-2345EN FR
GuidelinesOn the assessment of resolvability (Article 15(5) of CCPRRR) - ESMA91-372-2346EN
GuidelinesOn CCP recovery plan indicators (Article 9(5) CCPRRR) - ESMA91-372-1702EN FR
GuidelinesOn CCP recovery plan scenarios (Article 9(12) of CCPRRR) - ESMA91-372-1701EN FR
BriefingOn the operationalisation of resolution cash calls - ESMA91-1525761655-4698EN
Q&ACCPRRR Q&A as of 20250904EN

CSDR - 2014/909

Improving securities settlement in the European Union and on central securities depositories - Amélioration du règlement de titres dans l’Union européenne et les dépositaires centraux de titres

ESMA Interactive Single Rulebook

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2014R0909_EN.02014R0909_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
Cash PenaltyRTS2017R0389_EN.02017R0389_FR.0
Capital CSDRTS2017R0390_EN.02017R0390_FR.0
Internal SettlementRTS2017R0391_EN.02017R0391_FR.0
Requirement CSDRTS2017R0392_EN.02017R0392_FR.0
Settlement DisciRTS2018R1229_EN.02018R1229_FR.0

Level 3 - Niveau 3

TypeName - NomLien
GuidelinesStandardised procedures and messaging protocols under 2014 - ESMA70-151-2906EN FR
GuidelinesCSD participants default rules and procedures - ESMA70-151-294EN FR
GuidelinesAccess by a CSD to the transaction feeds of CCPs and trading venues - ESMA70-151-298EN FR
GuidelinesOn Internalised Settlement Reporting under Article 9 of CSDR - ESMA70-151-367EN FR
GuidelinesCooperation between authorities under Articles 17 and 23 of CSDR - ESMA70-151-435EN FR
GuidelinesGuidelines on Settlement Fails Reporting under Article 7 of CSDR - ESMA70-156-4717EN FR
GuidelinesOn the Process for the Calculation of the Indicators to Determine the Most Relevant Currencies in which Settlement Takes Place - ESMA70-708036281-66EN FR
GuidelinesOn the Process for the Calculation of the Indicators to Determine the Substantial Importance of a CSD for a Host Member State - ESMA70-708036281-67EN FR
Q&AImplementation of the Regulation (EU) No 909/2014 on improving securities settlement in the EU and on central securities depositoriesEN

DORA - 2022/2554

Digital operational resilience for the financial sector - Résilience opérationnelle numérique du secteur financier

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2022R2554_EN.02022R2554_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
Designation CTPPCriteria2024R1502_EN.02024R1502_FR.0
Oversight fee CTPP2024R1505_EN.02024R1505_FR.0
Criteria incidentRTS2024R1772_EN.02024R1772_FR.0
ICT risk mgtRTS2024R1774_EN.02024R1774_FR.0
Contract argmt ICTRTS2024R1773_EN.02024R1773_FR.0
DORA2956ITS2024R2956_EN.02024R2956_FR.0
DORA301RTS2025R0301_EN.02025R0301_FR.0
DORA302ITS2025R0302_EN.02025R0302_FR.0
DORA295RTS2025R0295_EN.02025R0295_FR.0
DORA420RTS2025R0420_EN.02025R0420_FR.0

Level 3 - Niveau 3

TypeName - NomLien
GuidelinesOversight cooperation and information exchange between the ESAs - JC 2024 36EN FR
GuidelinesGuidelines on costs and losses - JC 2024 34EN
GuidelinesOutsourcing to cloud service providers (2025) - ESMA65-294529287-4737EN FR
OpinionImpact of SII Review on Scope of DORA - EIOPA-BoS-24/425EN
Q&ADORA Q&A as of 20250904EN
ReportingDecision on reporting of information for CTPP designation - ESA 2024 22EN
Reporting ToolsPreparations for reporting of DORA registers of informationExternal link

ECSP - PSFP - 2020/1503

European crowdfunding service providers for business - Prestataires européens de services de financement participatif pour les entrepreneurs

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2020R1503_EN.02020R1503_FR.0

Level 2 - Niveau 2

Level 3 - Niveau 3

TypeName - NomLien
Q&AQ&A PSFP (old)EN
Q&AQ&A PSFP NewURL
Market ReportCrowdfunding in the EU 2025EN

ELTIF - 2013/346

European long-term investment funds - Fonds européens d’investissement à long terme

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2015R0760_EN.02015R0760_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
ELTIF2759RTS2024R2759_EN.02024R2759_FR.0
ELTIF0480RTS2018R0480_EN.02018R0480_FR.0

Level 3 - Niveau 3

TypeName - NomLien
OrientationsGuidelines on marketing communications under the Regulation on cross-border distribution of funds - ESMA34-45-1272EN FR
OrientationsGuidelines on funds’ names using ESG or sustainability-related terms - ESMA34-1592494965-657EN FR
Q&AQ&A EuSEF ESMA34-36-253EN

EMIR - 2012/648

OTC derivatives, central counterparties and trade repositories - Produits dérivés de gré à gré, les contreparties centrales et les référentiels centraux

ESMA Interactive Single Rulebook

Level 1 - Niveau 1

Name - NomLVL1 (🇬🇧)LVL1 (🇫🇷)Date
EMIR32012R0648_EN.02012R0648_FR.024/12/2024
EMIR2.22012R0648EMIR 2.2_EN.02012R0648EMIR 2.2_FR.001/01/2020
EMIR REFIT2012R0648EMIR REFIT_EN.02012R0648EMIR REFIT_FR.017/06/2019
EMIR2012R0648EMIR1_EN.02012R0648EMIR1_FR.016/08/2012

Level 2 - Niveau 2

Level 3 - Niveau 3

TypeName - NomLien
AMFLe règlement européen EMIRSite Web AMF
GuidelinesTransfer of data between Trade Repositories - ESMA74-362-2351EN FR
GuidelinesPosition calculation by Trade Repositories under EMIR - ESMA70-151-1350EN FR
GuidelinesCCP conflict of interest management - ESMA70-151-1439EN FR
GuidelinesEMIR Anti-Procyclicality Margin Measures for CCP - ESMA70-151-1496EN FR
GuidelinesOn common procedures and methodologies on supervisory review and evaluation process of CCPs under Article 21 of EMIR - ESMA70-151-3374EN FR
GuidelinesGuidelines for reporting under EMIR (23/10/2023) - ESMA74-362-2281EN FR
Validation rulesValidations rules for reporting under EMIRXLSX URL
GuidelinesFurther specifying the circumstances for temporary restrictions in the case of a significant non-default event in accordance with Article 45a of EMIR - ESMA91-372-1704EN FR
OpinionESMA Opinion on CCP backtesting - ESMA91-372-2811EN
OpinionCCP Netting - Portfolio margining requirements - ESMA70-708036281-18EN
OpinionCCP Liquidity Risk Assessment under Article 44(1) - ESMA70-151-1149EN
Q&AOLD EMIR as of 02/02/2024 OLDEN
Q&AEMIR Q&A as of 20250904EN
Report5th ESMA CCP Stress Test - ESMA91-1505572268-3627EN
Validation rulesReconciliation tolerances and template for notifications of DQ issuesExternal link / Excel Link

EuSEF - 2013/346

European social entrepreneurship funds - Fonds d’entrepreneuriat social européens

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2013R0346_EN.02013R0346_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
EuSEF0594RTS2014R0594_EN.02014R0594_FR.0
EuSEF0819RTS2019R0819_EN.02019R0819_FR.0

Level 3 - Niveau 3

TypeName - NomLien
OrientationsGuidelines on marketing communications under the Regulation on cross-border distribution of funds - ESMA34-45-1272EN FR
OrientationsGuidelines on funds’ names using ESG or sustainability-related terms - ESMA34-1592494965-657EN FR
Q&AQ&A EuSEF - ESMA34-36-253EN

MAR - 2014/596

Market abuse regulation - Abus de marché

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2014R0596_EN.02014R0596_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
Market practiceRTS2016R0908_EN.02016R0908_FR.0
Notification NCARTS2016R0909_EN.02016R0909_FR.0
Abusive practiceRTS2016R0957_EN.02016R0957_FR.0
Investment recommandationRTS2016R0958_EN.02016R0958_FR.0
Disclosing market participantRTS2016R0960_EN.02016R0960_FR.0
Buy-back programmeRTS2016R1052_EN.02016R1052_FR.0
Cooperation arrangementRTS2021R1783_EN.02021R1783_FR.0
Liquidity contractRTS2022R1959_EN.02022R1959_FR.0
NCA report info2016R0522_EN.02016R0522_FR.0
Format insider list2022R1210_EN.02022R1210_FR.0
Public disclo inside info2016R1055_EN.02016R1055_FR.0

Level 3 - Niveau 3

TypeName - NomLien
GuidelinesPersons receiving market soundings - ESMA/2016/1477EN FR
GuidelinesInformation relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives - ESMA/2016/1480EN FR
GuidelinesDelay in the disclosure of inside information and interactions with prudential supervision - ESMA70-159-4966EN FR
Q&AOn the Market Abuse Regulation (MAR)EN

MICA - 2023/1114

Markets in crypto-assets - Marchés de crypto-actifs

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2023R1114_EN.02023R1114_FR.0

Level 2 - Niveau 2

Reg dl = Règlement Délégué Reg dx = Règlement d’exécution

Name - NomTypeTypeLVL2 (🇬🇧)LVL2 (🇫🇷)Emission / PSCA
MICA292Reg dlRTS2025R0292_EN.02025R0292_FR.0PSCA
MICA293Reg dlRTS2025R0293_EN.02025R0293_FR.0Emission
MICA294Reg dlRTS2025R0294_EN.02025R0294_FR.0PSCA
MICA296Reg dlRTS2025R0296_EN.02025R0296_FR.0Emission
MICA297Reg dlRTS2025R0297_EN.02025R0297_FR.0PSCA
MICA298Reg dlRTS2025R0298_EN.02025R0298_FR.0Emission
MICA299Reg dlRTS2025R0299_EN.02025R0299_FR.0PSCA
MICA300Reg dlRTS2025R0300_EN.02025R0300_FR.0PSCA
MICA303Reg dlRTS2025R0303_EN.02025R0303_FR.0PSCA
MICA305Reg dlRTS2025R0305_EN.02025R0305_FR.0PSCA
MICA416Reg dlRTS2025R0416_EN.02025R0416_FR.0PSCA
MICA417Reg dlRTS2025R0417_EN.02025R0417_FR.0PSCA
MICA422Reg dlRTS2025R0422_EN.02025R0422_FR.0PSCA
MICA1507Reg dl2024R1507_EN.02024R1507_FR.0PSCA
MICA414Reg dlRTS2025R0414_EN.02025R0414_FR.0PSCA
MICA304Reg dxITS2025R0304_EN.02025R0304_FR.0PSCA
MICA306Reg dxITS2025R0306_EN.02025R0306_FR.0PSCA
MICA2545Reg dxITS2024R2545_EN.02024R2545_FR.0PSCA
MICA1140Reg dlRTS2025R1140_EN.02025R1140_FR.0PSCA
MICA1142Reg dlRTS2025R1142_EN.02025R1142_FR.0PSCA
MICA885Reg dlRTS2025R0885_EN.02025R0885_FR.0PSCA

Level 3 - Niveau 3

TypeName - NomLien
AMFOrientations sollicitation inversée, transferts de crypto-actifs, orientations protocoles de sécurité, orientations adéquation et relevé périodique - DOC-2025-03FR
AMFQualification des cryptoactifs - DOC-2025-04FR
BriefingSupervisory Briefing on Authorisation of CASPs - ESMA75-453128700-1263EN
GuidelinesOn maintenance of systems and security access protocols under MiCA - ESMA75-223375936-6132EN FR
GuidelinesTemplates for explanations and opinions, and the standardised test for crypto-assets - JC 2024 28EN FR
GuidelinesOn reverse solicitation under MiCA - ESMA35-1872330276-2030EN FR
GuidelinesGuidelines on certain aspects of the suitability requirements and format of the periodic statement for portfolio management activities under MICA - ESMA35-1872330276-2031EN FR
GuidelinesGuidelines on the procedures and policies, including the rights of clients, in the context of transfer services for crypto-assets under the MICA on investor protection - ESMA35-1872330276-2032EN FR
GuidelinesOutsourcing to cloud service providers - ESMA65-294529287-4737EN FR
OpinionConvergent application of MiCA - ESMA75-453128700-1048EN
OpinionRequirements in relation to conflicts of interest - ESMA35-1872330276-2021EN
OpinionAuthorisations of crypto-asset service providers and notifications by certain financial entities to provide crypto-asset services - ESMA35-1872330276-195EN
Q&AMICA Q&A asof 20250904EN
StatementMiCA Transitional Measures - ESMA75-453128700-1396EN
Statementprovision of certain crypto-asset services in relation to non-MiCA compliant ARTs and EMTs - ESMA75-223375936-6099EN

MIF2 - 2014/65

Markets in financial instruments - Marchés d’instruments financiers

Interactive Single Rule Book Transposition into French law; transposition de la directive en droit français : Transpo MIF2

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2014L0065_EN.02014L0065_FR.0

Level 2 - Niveau 2

Delegated Acts - Actes Délégués

Name - NomLVL2 (🇬🇧)LVL2 (🇫🇷)
IF Requirements2017R0565_EN.02017R0565_FR.0
Inducements…2017L0593_EN.02017L0593_FR.0
Liquid Market2017R0567_EN.02017R0567_FR.0

RTS & ITS

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
Authorization IFRTS2017R1943_EN.02017R1943_FR.0
Coop NCARTS2017R0586_EN.02017R0586_FR.0
Package order2017R2194_EN.02017R2194_FR.0
Delegated2022R0803_EN.02022R0803_FR.0
DTORTS2017R2417_EN.02017R2417_FR.0
IF NotificationITS2017R1945_EN.02017R1945_FR.0
Indirect ClearingRTS2017R2154_EN.02017R2154_FR.0
ITS2ITS2017R1005_EN.02017R1005_FR.0
ITS3ITS2017R1110_EN.02017R1110_FR.0
ITS4ITS2022R1300_EN.02022R1300_FR.0
ITS5ITS2017R0953_EN.02017R0953_FR.0
ITS6ITS2017R0980_EN.02017R0980_FR.0
ITS7ITS2017R0981_EN.02017R0981_FR.0
ITS19ITS2016R0824_EN.02016R0824_FR.0
Passport IFRTS2017R1018_EN.02017R1018_FR.0
PMC2022R1299_EN.02022R1299_FR.0
RTS1 Transpa eqtyRTS2017R0587_EN.02017R0587_FR.0
RTS2 Transpa bondRTS2017R0583_EN.02017R0583_FR.0
RTS3 Volume capRTS2017R0577_EN.02017R0577_FR.0
RTS4 Derivative CORTS2016R2020_EN.02016R2020_FR.0
RTS5RTS2017R0579_EN.02017R0579_FR.0
RTS6RTS2017R0589_EN.02017R0589_FR.0
RTS7RTS2017R0584_EN.02017R0584_FR.0
RTS8RTS2017R0578_EN.02017R0578_FR.0
RTS9RTS2017R0566_EN.02017R0566_FR.0
RTS10RTS2017R0573_EN.02017R0573_FR.0
RTS11RTS2017R0588_EN.02017R0588_FR.0
RTS12RTS2017R0570_EN.02017R0570_FR.0
RTS13RTS2017R0571_EN.02017R0571_FR.0
RTS14RTS2017R0572_EN.02017R0572_FR.0
RTS15 Clearing accessRTS2017R0581_EN.02017R0581_FR.0
RTS16 Derivative CORTS2016R2021_EN.02016R2021_FR.0
RTS17RTS2017R0568_EN.02017R0568_FR.0
RTS18RTS2017R0569_EN.02017R0569_FR.0
RTS20aRTS2021R1833_EN.02021R1833_EN.0
RTS21aRTS2022R1302_EN.02022R1302_FR.0
RTS22 Report transacRTS2017R0590_EN.02017R0590_FR.0
RTS23 FIRDSRTS2017R0585_EN.02017R0585_FR.0
RTS24 Data ordersRTS2017R0580_EN.02017R0580_FR.0
RTS25RTS2017R0574_EN.02017R0574_FR.0
RTS26 Clear derivativeRTS2017R0582_EN.02017R0582_FR.0
RTS27RTS2017R0575_EN.02017R0575_FR.0
RTS28RTS2017R0576_EN.02017R0576_FR.0
SanctionRTS2017R1111_EN.02017R1111_FR.0
Derogation APA ARM2022R0466_EN.02022R0466_FR.0

Level 3 - Niveau 3

Guidelines - Orientations

TypeName - NomLien
GuidelinesGuidelines on complex debt instruments and structured deposits - ESMA/2015/1787EN FR
GuidelinesTransaction reporting, order record keeping and clock synchronisation under MiFID II - ESMA/2016/1452 Corrected on 07/08/2017EN FR
GuidelinesGuidelines on cross-selling practices - ESMA/2016/574EN FR
GuidelinesOn the application of C6 and C7 of Annex 1 of MiFID II - ESMA70-156-869EN FR
GuidelinesOn certain aspects of the MiFID II suitability requirements - ESMA35-43-1163EN FR
GuidelinesGuidelines on certain aspects of the MiFID II appropriateness and execution-only requirements - ESMA35-43-2938EN
GuidelinesOn MiFID II product governance requirements - ESMA35-43-620EN FR
GuidelinesOn the management body of market operators and data reporting services providers - ESMA70-154-271EN FR
GuidelinesOn the MiFID II/ MiFIR obligations on market data - ESMA70-156-4263EN FR
GuidelinesGuidelines for the assessment of knowledge and competence - ESMA71-1154262120-153EN FR
GuidelinesOn certain aspects of the MiFID II compliance function requirements - ESMA35-36-1952EN FR
GuidelinesGuidelines on certain aspects of the MiFID II suitability requirements - ESMA35-43-3172EN FR
GuidelinesGuidelines On certain aspects of the MIFID II remuneration requirements - ESMA35-43-3565EN FR
GuidelinesGuidelines on complex debt instruments and structured deposits - ESMA/2015/1787EN FR
Guidelines
Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements - ESMA35-43-3006EN FR
Guidelines
Guidelines on MiFID II product governance requirements - ESMA35-43-3448EN FR
Guidelines
Guidelines On certain aspects of the MiFID II compliance function requirements - ESMA35-36-1952EN FR
Guidelines
Guidelines for the assessment of knowledge and competence - ESMA/2015/1886EN FR

Opinions

TypeName - NomLien
OpinionTo support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union - ESMA35-43-762EN
OpinionSupport supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union - ESMA70-154-270EN
OpinionOn the assessment of pre-trade transparency waivers for equity and non-equity instruments - ESMA70-155-6641EN
OpinionDetermining third-country trading venues for the purpose of position limits under MiFID II - ESMA70-156-112EN
OpinionOn ancillary activity – market size calculation - ESMA70-156-478EN
Opinion
OTC derivatives traded on a trading venue - ESMA70-156-117EN
Opinion
On frequent batch auctions (FBAs) and the double volume cap mechanism (DVCM) - ESMA70-156-1355EN
Opinion
On the treatment of packages under the trading obligation for derivatives - ESMA70-156-322EN

Q&A

TypeName - NomLien
Q&AOn MiFID II and MiFIR investor protection and intermediaries topics - ESMA35-43-349EN
Q&ANEW MIFIDII Q&A 20250904 URLEN
Q&AOLD On MiFIR data reporting - ESMA70-1861941480-56EN
Q&AOLD On MiFID II and MiFIR transparency topics - ESMA70-1562901-35EN
Q&AOLD On MiFID II and MiFIR commodity derivatives topics - ESMA70-872942901-36EN
Q&AOLD On MiFID II and MiFIR market structure topics - ESMA70-872942901-38EN

Position AMF

TypeName - NomLien
AMFExigences d’adéquation (conseil en investissement et gestion sous mandat) - Position DOC-2019-03FR
AMFVérifications du caractère approprié (RTO et exécution d’ordres pour le compte de tiers) - Position DOC-2018-04FR
AMFGouvernance produits - Position DOC-2018-04FR
AMFFonction de conformité - Position DOC-2021-04FR
AMFEvaluation des connaissances et compétences - Position DOC-2018-01FR
AMFRémunération - Position DOC-2023-03FR
AMFTitres de créance complexes - Position DOC-2018-14FR

MIFIR - 2014/600

Markets in financial instruments - Marchés d’instruments financiers

Interactive Single Rule Book refaire lvl1 <=> lvl 2

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2014R0600_EN.02014R0600_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
RTS4 Derivative CORTS2016R2020_EN.02016R2020_FR.0
RTS16 Access BMRRTS2016R2021_EN.02016R2021_FR.0
3rd country firmRTS2016R2022_EN.02016R2022_FR.0
RTS14 Pre post tradeRTS2017R0572_EN.02017R0572_FR.0
RTS3 Volume capRTS2017R0577_EN.02017R0577_FR.0
RTS5 Prevention evasionRTS2017R0579_EN.02017R0579_FR.0
RTS24 Data ordersRTS2017R0580_EN.02017R0580_FR.0
RTS15 Clearing accessRTS2017R0581_EN.02017R0581_FR.0
RTS26 Clear derivativeRTS2017R0582_EN.02017R0582_FR.0
RTS2 Transpa bondRTS2017R0583_EN.02017R0583_FR.0
RTS23 FIRDSRTS2017R0585_EN.02017R0585_FR.0
RTS1 Transpa eqtyRTS2017R0587_EN.02017R0587_FR.0
RTS22 Report transacRTS2017R0590_EN.02017R0590_FR.0
Indirect clearingRTS2017R2154_EN.02017R2154_FR.0
Package orderRTS2017R2194_EN.02017R2194_FR.0
Transpa dataRTS2025R1156_EN.02025R1156_FR.0

Level 3 - Niveau 3

TypeName - NomLien
Final ReportTransparency for derivatives, package orders and input/output data for the derivatives consolidated tape - ESMA74-276584410-10987EN
Final ReportReview of RTS 2 on transparency for bonds, structured finance products and emission allowances and RTS on reasonable commercial basis - ESMA74-2134169708-7775EN
GuidelinesTransaction reporting, order record keeping and clock synchronisation under MiFID II - ESMA/2016/1452EN FR
Validation RulesTransaction Reporting Validation Rules - 2022 updateURL XLS
GuidelinesOn the MiFID II/MiFIR obligations on market data - ESMA70-156-4305EN
GuidelinesOutsourcing to cloud service providers - ESMA65-294529287-4737EN FR
OpinionDetermining third-country trading venues for the purpose of transparency under MiFID II/MiFIR - ESMA70-154-165EN
OpinionOn the assessment of pre-trade transparency waivers for equity and non-equity instruments - ESMA70-155-6641EN
OpinionOTC derivatives traded on a trading venue ESMA70-156-117EN
OpinionOn the treatment of packages under the trading obligation for derivatives - ESMA70-156-322EN
Q&AOn MiFID II and MiFIR investor protection and intermediaries topics (OLD) - ESMA35-43-349EN
Q&AOn MiFID II and MiFIR transparency topics (OLD) - ESMA70-1562901-35EN
Q&AOn MiFID II and MiFIR market structure topics (OLD) - ESMA70-872942901-38EN
Q&ANEW MIFIR Q&A 20250904EN

PILOT - 2022/858

Pilot regime for market infrastructures based on distributed ledger technology - Régime pilote pour les infrastructures de marché reposant sur la technologie des registres distribués

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2022R0858_EN.02022R0858_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)

Level 3 - Niveau 3

TypeName - NomLien
GuidelinesOn standard forms, formats and templates to apply for permission to operate a DLT market infrastructure - ESMA70-460-213EN FR
Q&ANEW Pilot Q&A 20250904EN
Q&APilot regime for market infrastructures based on distributed ledger technology (OLD) - ESMA70-460-189EN

Prospectus - 2017/1129

Prospectus to be published when securities are offered to the public or admitted to trading on a regulated market - Prospectus à publier en cas d’offre au public de valeurs mobilières ou en vue de l’admission de valeurs mobilières à la négociation sur un marché réglementé

Interactive Single Rule Book

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2017R1129_EN.02017R1129_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
Key InfoRTS2019R0979_EN.02019R0979_FR.0
Published Info2019R0980_EN.02019R0980_FR.0

Level 3 - Niveau 3

TypeName - NomLien
Q&AProspectus Q&A 20250904EN
RecommandationESMA update of the CESR recommendations - ESMA/2013/319EN
OpinionESMA assessment of Israeli laws and regulations on prospectuses - ESMA/2015/1015EN
Guidelinesdisclosure requirements under the Prospectus Regulation - ESMA32-382-1138EN FR
GuidelinesRisk factors under the Prospectus Regulation - ESMA31-62-1293EN FR

SECR - 2017/2402

Framework for securitisation and creating a specific framework for simple, transparent and standardised securitisation - Cadre spécifique pour les titrisations simples, transparentes et standardisées ESMA Interactive Single Rulebook

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2017R2402_EN.02017R2402_FR.0

Level 2 - Niveau 2

Level 3 - Niveau 3

TypeName - NomLien
OpinionJurisdictional Scope of Application of the Securitisation Regulation - JC 2021 16EN
GuidelinesOn portability of information between securitisation repositories under the Securitisation Regulation - ESMA33-128-1001EN
GuidelinesOn securitisation repository data completeness and consistency thresholds - ESMA33-128-1217EN

Taxonomy - 2020/852

Framework to facilitate sustainable investment - Cadre visant à favoriser les investissements durables

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2020R0852_EN.02020R0852_FR.0

Level 2 - Niveau 2

The Taxonomy RTS are currently unusable in NOMOX. The links below direct to EUR-LEX. Les DAC de Taxonomy sont pour l’instant inexploitables dans NOMOX. Les liens ci-dessous envoient vers EUR-LEX.

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
2021R2139DACBug sur ce règlement2021R2139
2021R2178DACBug sur ce règlement2021R2178
2023R2486DACBug sur ce règlement2023R2486

Level 3 - Niveau 3

TypeName - NomLien
Final ReportAdvice on Article 8 of the Taxonomy Regulation - ESMA30-379-471EN
ExternalEU Taxonomy CalculatorURL
User GuideTaxonomy User GuideEN
AMFEtude sur le reporting taxonomie des sociétés financières cotéesFR
AMFRapport sur le reporting taxonomie des sociétés non-financières cotéesFR

Transparence - 2004/109

Harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market - Harmonisation des obligations de transparence concernant l’information sur les émetteurs dont les valeurs mobilières sont admises à la négociation sur un marché réglementé

Interactive Single Rule Book

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2004L0109_EN.02004L0109_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
2019R0815Bug sur ce Règlement2019R0815
2007L00142007L0014_EN.02007L0014_FR.0
2015R07612015R0761_EN.02015R0761_FR.0
2016R14372016R1437_EN.02016R1437_FR.0
2007R15692007R1569_EN.02007R1569_FR.0

Level 3 - Niveau 3

TypeName - NomLien
GuidelinesOn standard forms, formats and templates to apply for permission to operate a DLT market infrastructure - ESMA70-460-213EN FR
GuidelinesAlternative Performance Measures - ESMA/2015/1415EN FR
GuidelinesGuidelines on enforcement of financial information - ESMA32-50-218EN FR
GuidelinesEnforcement of financial information - ESMA/2014/1293EN
GuidelinesOn Enforcement of Sustainability Information - ESMA32-992851010-1815EN FR
Q&ATransparence Q&A 20250904EN

SFDR - 2019/2088

Sustainability‐related disclosures in the financial services sector - Publication d’informations en matière de durabilité dans le secteur des services financiers

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2019R2088_EN.02019R2088_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
2022R1288Bug sur ce RTS : URLPDFPDF

Level 3 - Niveau 3

TypeName - NomLien
Annual ReportPrincipal Adverse Impact disclosures under the SFDR - JC 2025 26EN
Q&AConsolidated Q&A on the SFDR - JC 2023 18EN
Supervisory briefingSustainability risks and disclosures in the area of investment management - ESMA34-45-1427EN

SFTR - 2015/2365

Transparency of securities financing transactions and of reuse - Transparence des opérations de financement sur titres et de la réutilisation

ESMA Interactive Single Rulebook

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2015R2365_EN.02015R2365_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
SFT reportingRTS2019R0356_EN.02019R0356_FR.0
SFT held TRRTS2019R0357_EN.02019R0357_FR.0
Publication SFTRTS2019R0358_EN.02019R0358_FR.0
Extension TRRTS2019R0359_EN.02019R0359_FR.0

Level 3 - Niveau 3

TypeName - NomLien
GuidelinesReporting under Articles 4 and 12 SFTR - ESMA70-151-2838EN FR
Guidelineson periodic information and notification of material changes to be submitted to ESMA by Trade Repositories - ESMA74-362-1853EN
Guidelineson calculation of positions in SFTs by Trade Repositories - ESMA74-362-1986EN
Q&ANEW SFTR Q&A asof 20250904EN
Q&AOLD On SFTR data reporting as of 31/12/2023 - ESMA74-362-893EN
Validation rulesSFTR Validation Rules URLXLS

Short SSR - 2012/236

Short selling and certain aspects of credit default swaps - Vente à découvert et certains aspects des contrats d’échange sur risque de crédit

ESMA Interactive Single Rulebook

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2012R0236_EN.02012R0236_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
Disclosure requirementRTS2012R0826_EN.02012R0826_FR.0
Disclosure requirementITS2012R0827_EN.02012R0827_FR.0
Fall in valueRTS2012R0919_EN.02012R0919_FR.0

Level 3 - Niveau 3

TypeName - NomLien
Q&ASSR Q&A 20250904EN

UCITS OPCVM - 2009/65

Undertakings for collective investment in transferable securities (UCITS) - Organismes de placement collectif en valeurs mobilières (OPCVM)

ESMA Interactive Single Rulebook

Level 1 - Niveau 1

LVL1 (🇬🇧)LVL1 (🇫🇷)
2009L0065_EN.02009L0065_FR.0

Level 2 - Niveau 2

Name - NomTypeLVL2 (🇬🇧)LVL2 (🇫🇷)
Art 12(3)aDAC2010L0043_EN.02010L0043_FR.0
Art 43(5)DAC2010L0044_EN.02010L0044_FR.0
Art 75(4)DAC2010R0583_EN.02010R0583_FR.0
Art 22(2-5)DAC2016R0438_EN.02016R0438_FR.0
Art 26bDAC2018R1619_EN.02018R1619_FR.0
Art 17(10)(2)RTS2024R0911_EN.02024R0911_FR.0
Art 18a(5)RTS2026R0466_EN.02026R0466_FR.0

Level 3 - Niveau 3

TypeName - NomLien
AMFPosition DOC-2013-06FR
AMFPosition DOC-2016-14FR
AMFPosition DOC-2020-03FR
GuidelinesOutsourcing to cloud service providers (2025) - ESMA65-294529287-4737EN FR
GuidelinesPerformance fees in UCITS and certain types of AIFs - ESMA34-39-992EN FR
GuidelinesFunds’ names using ESG or sustainability-related terms - ESMA34-1592494965-657EN FR
GuidelinesEligible assets for investment by UCITS - CESR/07-044bEN
GuidelinesClassification of hedge fund indices as financial indices - CESR/07-434EN
GuidelinesRisk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS - CESR/10-788EN
GuidelinesCESR guide to clear language and_layout for the Key Investor Information document - CESR/10-1320EN
GuidelinesCESR template for the Key Investor Information document - CESR/10-1321EN
GuidelinesCESR methodology for the calculation of the synthetic risk and reward indicator in the Key Investor Information Document - CESR/10-673EN
GuidelinesCESR guidelines on the methodology for calculation of the ongoing charges figure in the Key Investor Information Document - CESR/10-674EN
GuidelinesLes fonds cotés et autres questions liées aux OPCVM - ESMA/2012/832EN FR
GuidelinesLes fonds cotés et autres questions liées aux OPCVM - ESMA/2014/937EN FR
GuidelinesOrientations relatives aux bonnes politiques de rémunération au titre de la directive sur les organismes de placement collectif en valeurs mobilières - ESMA/2016/575EN FR
GuidelinesAmended guidelines on LMTs of UCITS and open-ended AIFs - ESMA34-671404336-1363EN
OpinionGeneral principles to support supervisory convergence in the context of the United Kingdom withdrawing from the European Union - ESMA42-110-433EN
OpinionSupport supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union - ESMA34-45-344EN
OpinionShare classes of UCITS - ESMA34-43-296EN
OpinionArticle 50(2)(a) of Directive 2009/65/EC - ESMA/2012/721EN
Q&AUCITS Q&A 20250904EN