2017R0590 - Summary
COMMISSION DELEGATED REGULATION (EU) 2017/590 of 28 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities (Text with EEA relevance)
Info
🇫🇷 French Version: 2017R0590_FR.0. Open the PDF. Direct link to EUR-LEX.
Références LVL1 <=> LVL2
Level 1 reference(s): 2014R0600_EN.26
Article 1 - Data standards and formats for transaction reporting
Article 2 - Meaning of transaction
Article 3 - Meaning of execution of a transaction
Article 4 - Transmission of an order
Article 5 - Identification of the investment firm executing a transaction
Article 6 - Designation to identify natural persons
Article 7 - Details of the identity of the client and identifier and details for the decision maker
Article 8 - Identification of person or computer algorithm responsible for the investment decision
Article 9 - Identification of person or computer algorithm responsible for execution of a transaction
Article 10 - Designation to identify an applicable waiver
Article 11 - Designation to identify a short sale
Article 12 - Reporting of an execution for a combination of financial instruments
Article 13 - Conditions upon which legal entity identifiers are to be developed, attributed and maintained
Article 14 - Reporting transactions executed by branches
Article 15 - Methods and arrangements for reporting financial transactions
Article 16 - Determination of the most relevant market in terms of liquidity
Article 17 - Entry into force and application
Annex I - Legend for Table 2
Annex II - National client identifiers for natural persons to be used in transaction reports