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Article 12 – Financial reports and business plans ⬅️ | ➡️ Article 14 – Confidentiality
Article 13 - Management of conflicts of interest
An application for registration as a trade repository shall contain the following information on the policies and procedures to manage conflicts of interest put in place by the applicant:
(a)
policies and procedures with respect to the identification, management and disclosure of conflicts of interest and a description of the process used to ensure that the relevant persons are aware of the policies and procedures;
(b)
any other measures and controls put in place to ensure the requirements referred to in point (a) on conflicts of interest management are met.