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🔗 Back to Summary. 🇫🇷 French Version: 2017L0593_FR.8. Back to Summary of LVL1. Open the PDF. Direct link to EUR-LEX.
Article 7 – Governance arrangements concerning the safeguarding of client assets ⬅️ | ➡️ Article 9 – Product governance obligations for investment firms manufacturing financial instruments
Article 8 - Reports by external auditors
Member States shall require investment firms to ensure that their external auditors report at least annually to the competent authority of the home Member State of the firm on the adequacy of the firm’s arrangements under Article 16(8), (9) and (10) of Directive 2014/65/EU and this Chapter.