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🔗 Back to Summary. 🇫🇷 French Version: 2015R0514_FR.9. Back to Summary of LVL1. Open the PDF. Direct link to EUR-LEX.
EU, competent authorities shall provide the following information: ⬅️ | ➡️ Article 10 – With regard to the management of EU AIFs by non-EU AIFMs in accordance with applicable national regimes, competent authorities shall provide the following information:
Article 9 - With regard to the marketing of AIFs by non-EU AIFMs in accordance with Article 42(1) of Directive 2011/61/EU, competent authorities shall provide the following information:
(a)
the legal provisions under which such marketing is allowed, including a description of the specific conditions applicable;
(b)
the number of non-EU AIFMs that market AIFs in the jurisdiction of the competent authority in accordance with EU and the number of AIFs marketed;
(c)
the number of requests for information addressed by the competent authority to non-EU AIFMs in relation to the marketing of AIFs pursuant to EU;
(d)
enforcement or supervisory actions or sanctions imposed by the competent authority on non-EU AIFMs in relation to the obligations laid down in Articles 22, 23, 24 and 26 to 30 of Directive 2011/61/EU.