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🔗 Back to Summary. 🇫🇷 French Version: 2015R0514_FR.13. Back to Summary of LVL1. Open the PDF. Direct link to EUR-LEX.
Article 12 – With regard to issues of investor protection in relation to marketing and management under the applicable national regimes, competent authorities shall provide the following information: ⬅️ | ➡️ Article 14 – With regard to the impact of the functioning of the systems referred to in points (a) and (b) of Article 1, competent authorities shall provide the following information:
Article 13 - With regard to the features of the third country regulatory and supervisory framework that might prevent the effective exercise by the competent authority of its supervisory functions, competent authorities shall provide the following information:
(a)
problems or obstacles in the application of the regulatory and supervisory framework that the competent authority has faced when exercising supervisory functions on non-EU AIFMs or non-EU AIFs;
(b)
problems in obtaining information directly from non-EU AIFMs.