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Retour au sommaire ⬅️ | ➡️ Article 2 – Definitions

Article 1 - Scope

1.

This Regulation shall apply to investment firms and market operators operating a multilateral trading facility (‘MTF’) or an organised trading facility (‘OTF’).

2.

This Regulation shall also apply to credit institutions, authorised under Directive 2013/36/EU of the European Parliament and of the Council, which provide one or more investment services or perform investment activities, and wish to use tied agents under the following rights:

(a)

the right of freedom to provide investment services and activities in accordance with EU;

(b)

the right of establishment in accordance with EU.