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🔗 Back to Summary. 🇫🇷 French Version: 2017R0587_FR.13. Back to Summary of LVL1. Direct link to EUR-LEX.
Article 12 – Post-trade transparency obligations ⬅️ | ➡️ Article 14 – Real time publication of transactions
References LVL1 <=> LVL2
Level 1 reference(s): 2014R0600_EN.20 > 1
Article 13 - Application of post-trade transparency to certain types of transactions executed outside a trading venue
The obligation in 2014 shall not apply to the following:
(a)
excluded transactions listed under Article 2(5) of Commission Delegated Regulation (EU) 2017/590 where applicable. —————
(b)
give-up transactions or give-in transactions, which are any of the following transactions:
(i)
a transaction where an investment firm passes a client trade to, or receives a client trade from, another investment firm for post-trade processing;
(ii)
a transaction where an investment firm executing a trade passes it to, or receives it from, another investment firm for the purpose of hedging the position that it has committed to enter into with a client.