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🔗 Back to Summary. 🇫🇷 French Version: 2017R0587_FR.12. Back to Summary of LVL1. Direct link to EUR-LEX.
Article 11b – Minimum quote size ⬅️ | ➡️ Article 13 – Application of post-trade transparency to certain types of transactions executed outside a trading venue
References LVL1 <=> LVL2
Level 1 reference(s): 2014R0600_EN.6 > 1, 2014R0600_EN.20 > 1, 2014R0600_EN.20 > 2
Article 12 - Post-trade transparency obligations
1.
Market operators and investment firms operating a trading venue, and investment firms trading outside a trading venue, shall make public the details of each transaction by applying reference Tables 2, 3 and 4 of Annex I.
The field names in Table 3 of Annex I shall be made public using the same naming conventions as specified in the field identifier of that Table.
2.
Where a previously published trade report is cancelled, market operators and investment firms operating a trading venue, and investment firms trading outside of a trading venue, shall make public a new trade report which contains all the details of the original trade report and the cancellation flag specified in Table 4 of Annex I.
3.
Where a previously published trade report is amended, market operators and investment firms operating a trading venue and investment firms trading outside a trading venue shall make the following information public:
(a)
a new trade report that contains all the details of the original trade report and the cancellation flag specified in Table 4 of Annex I;
(b)
a new trade report that contains all the details of the original trade report with all necessary details corrected and the amendment flag specified in Table 4 of Annex I.
4.
Where a transaction between two investment firms is concluded outside the rules of a trading venue, either on own account or on behalf of clients, only the investment firm that sells the financial instrument concerned shall make the transaction public through an APA.
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