ESMA_QA_1700

Status: ✅ Answer Published

Link to ESMA Q&A tool: https://www.esma.europa.eu/publications-data/questions-answers/1700

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Regulatory Context

Regulation : MIFIR

Level 1 Regulation: Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

Level 2 Regulation: No information available

Level 3 Regulation: No information available

Topic: ESMA70-1861941480-56 Questions and Answers on MiFIR reporting

Subject Matter: FIRDS fields 8 to 11

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Question

Submission Date: 26 September 2018

How should a trading venue or SI populate fields 8 to 11 in reports under Art. 4 MAR and Art. 27 MiFIR?

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ESMA Answer

Answer Date: 26-09-2018

[ESMA 70-1861941480-56 MiFIR data reporting Q&A, Q&A 21.1] A trading venue or SI should populate fields 8 to 11 in reports under Art. 4 MAR and Art. 27 MiFIR as shown in the scenarios described below.

Note: if the issuer has requested the admission to trading, this is taken to mean that the issuer approved the trading on that trading venue at the time of the request. Furthermore, if the situation alters because the issuer has changed its mind after making the request, field 9 should be updated by being left blank.

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This document was automatically extracted from the ESMA EMIR Q&A database.