ESMA_QA_2168

Status: ✅ Answer Published

Link to ESMA Q&A tool: https://www.esma.europa.eu/publications-data/questions-answers/2168

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Regulatory Context

Regulation : CSDR

Level 1 Regulation: Central Securities Depositories Regulation (CSDR) Regulation (EU) No 909/2014- PTR- CSDR

Level 2 Regulation: No information available

Level 3 Regulation: No information available

Topic: CSD questions - Organisational requirements (governance arrangements, record keeping, outsourcing, user committee)

Subject Matter: Scope of issuers required to obtain and transmit to CSDs a valid LEI

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Question

Submission Date: 30 April 2024

Does the new requirement under Article 29(1a) of Regulation (EU) No 909/2014 (CSDR), as amended by Regulation (EU) 2023/2845 (CSDR Refit), apply to all issuers to whom a CSD provides services?

Does the requirement also apply to issuers of securities in paper form, if the CSD provides ancillary services to those issuers?

Does the obligation for issuers to obtain and transmit to the CSD a valid legal entity identifier (LEI) apply only to new issuers to whom the CSD provides services, i.e. after the date of entry into force of the requirement?

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ESMA Answer

Answer Date: 01-05-2024

No answer has been published yet for this question.

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This document was automatically extracted from the ESMA EMIR Q&A database.