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🔗 Back to Summary. 🇫🇷 French Version: 2017R0392_FR.9. Back to Summary of LVL1. Open the PDF. Direct link to EUR-LEX.
Article 8 – Financial reports, business plan, and recovery plan ⬅️ | ➡️ Article 10 – Staffing policies and procedures
Références LVL1 <=> LVL2
Level 1 reference(s): 2014R0909_EN.17
Article 9 - Organisational chart
An application for authorisation shall include an organisational chart that describes the organisational structure of the applicant CSD. The chart shall include the following:
(a)
the identity and tasks of the persons responsible for the following positions:
(i)
senior management;
(ii)
managers in charge of the operational functions referred to in Article 47(3);
(iii)
managers in charge of the activities of any branches of the applicant CSD;
(iv)
other significant roles in the operations of the applicant CSD;
(b)
the number of staff members in each division and operational unit.