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πŸ”— Back to Summary. πŸ‡«πŸ‡· French Version: 2017R0392_FR.32. Back to Summary of LVL1. Open the PDF. Direct link to EUR-LEX.

Article 31 – Legal risks ⬅️ | ➑️ Article 33 – Operational risks

Article 32 - General business risks

1.

The applicant CSD shall provide the competent authority with a description of the risk-management and control systems as well as the IT tools put in place by the applicant CSD to manage business risks in accordance with 2014.

2.

Where the applicant CSD has obtained a risk rating from a third party, it shall provide it to the competent authority including any relevant information supporting that risk rating.