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Article 26 – Information on energy efficiency ⬅️ | ➑️ Article 28 – Information on organisational requirements

ArticleΒ 27 - Information on record keeping arrangements

An applicant seeking authorisation to operate a CT pursuant to Article 27db of Regulation (EU) No 600/2014 shall provide ESMA with information on the arrangements adopted to ensure that:

(a)

each key stage of the CTP business may be reconstituted;

(b)

the original content of a record related to its business in accordance with Article 27ha(3) of Regulation (EU) No 600/2014 before any corrections or other amendments may be recorded, traced and retrieved;

(c)

measures to prevent unauthorised alteration of such records are in place;

(d)

the data recorded are secured and confidential;

(e)

a mechanism for identifying and correcting errors is incorporated in the record keeping system;

(f)

in the case of a system failure, the records are timely recovered.