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Article 26 β Information on energy efficiency β¬ οΈ | β‘οΈ Article 28 β Information on organisational requirements
References LVL1 <=> LVL2
Level 1 reference(s): 2014R0600_EN.27da > 2#k
ArticleΒ 27 - Information on record keeping arrangements
An applicant seeking authorisation to operate a CT pursuant to Article 27db of Regulation (EU) No 600/2014 shall provide ESMA with information on the arrangements adopted to ensure that:
(a)
each key stage of the CTP business may be reconstituted;
(b)
the original content of a record related to its business in accordance with Article 27ha(3) of Regulation (EU) No 600/2014 before any corrections or other amendments may be recorded, traced and retrieved;
(c)
measures to prevent unauthorised alteration of such records are in place;
(d)
the data recorded are secured and confidential;
(e)
a mechanism for identifying and correcting errors is incorporated in the record keeping system;
(f)
in the case of a system failure, the records are timely recovered.