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Retour au sommaire ⬅️ | ➡️ Article 2 – General requirements

Article 1 - Definitions

For the purposes of this Regulation, ‘supervised persons’ means any of the following:

(a)

investment firms authorised under Directive 2014/65/EU of the European Parliament and of the Council

;

(b)

credit institutions authorised under Directive 2013/36/EU of the European Parliament and of the Council

;

(c)

financial counterparties as defined in 2012 of the European Parliament and of the Council

;

(d)

any person subject to authorisation, organisational requirements and supervision by ‘competent financial authority’ or ‘national regulatory authority’ as defined in Regulation (EU) No 1227/2011 of the European Parliament and of the Council

;

(e)

any person subject to authorisation, organisational requirements and supervision by competent authorities, regulators or agencies responsible for commodities spot or derivatives markets;

(f)

operators with compliance obligations under Directive 2003/87/EC of the European Parliament and of the Council

establishing a scheme for greenhouse gas emission allowance trading.