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🔗 Back to Summary. 🇫🇷 French Version: 2017R0589_FR.24. Back to Summary of LVL1. Open the PDF. Direct link to EUR-LEX.
Article 23 – Periodic review of DEA clients ⬅️ | ➡️ Article 25 – Due diligence assessments of prospective clearing clients
Références LVL1 <=> LVL2
Level 1 reference(s): 2014L0065_EN.17 > 6
Article 24 - Systems and controls of investment firms acting as general clearing members
Any systems used by an investment firm acting as a general clearing member (‘clearing firm’) to support the provision of its clearing services to its clients shall be subject to appropriate due diligence assessments, controls and monitoring.