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🔗 Back to Summary. 🇫🇷 French Version: 2017R0571_FR.12. Back to Summary of LVL1. Open the PDF. Direct link to EUR-LEX.
Article 11 – Management of incomplete or potentially erroneous information by ARMs ⬅️ | ➡️ Article 13 – Other services provided by CTPs
Article 12 - Connectivity of ARMs
1.
An ARM shall have in place policies, arrangements and technical capabilities to comply with the technical specification for the submission of transaction reports required by the competent authority of its home Member State and by other competent authorities to whom the ARM sends transaction reports.
2.
An ARM shall have in place adequate policies, arrangements and technical capabilities to receive transaction reports from clients and to transmit information back to clients. The ARM shall provide the client with a copy of the transaction report which the ARM submitted to the competent authority on the client’s behalf.