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🔗 Back to Summary. 🇫🇷 French Version: 2014L0065_FR.14. Open the PDF. Direct link to EUR-LEX.
Article 13 – Assessment ⬅️ | ➡️ Article 15 – Initial capital endowment
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Article 14 - Membership of an authorised investor compensation scheme
The competent authority shall verify that any entity seeking authorisation as an investment firm meets its obligations under Directive 97/9/EC at the time of authorisation.
The obligation laid down in the first paragraph shall be met in relation to structured deposits where the structured deposit is issued by a credit institution which is a member of a deposit guarantee scheme recognised under Directive 2014/49/EU.