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🔗 Back to Summary. 🇫🇷 French Version: 2013R0151_FR.4. Back to Summary of LVL1. Open the PDF. Direct link to EUR-LEX.
Article 3 – Third country authorities ⬅️ | ➡️ Article 5 – Operational standards for access to data
Article 4 - Setting up access to details of derivatives
1.
A trade repository shall carry out the following tasks:
(a)
designate a person or persons responsible for liaising with the entities listed in 2012;
(b)
publish on its website the instructions to be followed by the entities listed in 2012 to request access to details of transaction data on derivatives;
(c)
provide the entities listed in 2012 with a form referred to in paragraph 2 of this Article;
(d)
set up access to details of transaction data on derivatives for the entities listed in 2012, based on information provided in the form referred to in paragraph 2 of this Article;
(e)
set up the technical arrangements necessary for the entities listed in 2012 to access details of transaction data on derivatives s in accordance with paragraph 2 of this Article;
(f)
provide the entities listed in 2012 with direct and immediate access to details of derivatives within 30 calendar days after that entity submitted a request for setting up such access.
2.
The entity listed in 2012 shall request access to details of derivatives using a form developed and made available by a trade repository and specifying at least the following information:
(a)
the name of the entity;
(b)
the contact person at the entity;
(c)
legal responsibilities and mandates of the entity;
(d)
credentials for a secure SSH FTP connection;
(e)
any other technical information relevant to the access by the entity to details of derivatives;
(f)
whether the entity is competent for counterparties in its Member State, in the euro area or in the Union;
(g)
the types of counterparties for which the entity is competent in accordance with the classification in Table 1 of the Annex to Commission Implementing Regulation (EU) 2022/1860;
(h)
types of underlyings to derivatives for which the entity is competent;
(i)
the trading venues supervised by the entity, if any;
(j)
the CCPs supervised or overseen by the entity, if any;
(k)
the currency issued by the entity, if any;
(l)
delivery and interconnection points;
(m)
the benchmarks used in the Union, the administrator of which is under the supervision of the entity;
(n)
the characteristics of underlyings supervised by the entity;
(o)
the characteristics of the parties referred to in fields 16 “Clearing member”, 15 “Broker” in Table 1 and field 142 “Reference entity” in Table 2 of the Annex to Implementing Regulation (EU) 2022/1860 that are supervised by the entity, if any.