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🔗 Back to Summary. 🇫🇷 French Version: 2013R0150_FR.10. Back to Summary of LVL1. Open the PDF. Direct link to EUR-LEX.
Article 9 – Senior management and members of the Board ⬅️ | ➡️ Article 11 – Fitness and properness
Article 10 - Staffing policies and procedures
An application for registration as a trade repository shall contain the following policies and procedures:
(a)
a copy of the remuneration policy for the senior management, board members and the staff employed in risk and control functions of the applicant;
(b)
a description of the measures put in place by the applicant to mitigate the risk of over-reliance on any individual employees.