NOMOX

2013R0231_EN.5

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🔗 Back to Summary. 🇫🇷 French Version: 2013R0231_FR.5. Back to Summary of LVL1. Open the PDF. Direct link to EUR-LEX.

Article 4 – Occasional breach of the threshold ⬅️ | ➡️ Article 6 – General provisions on the calculation of leverage

Article 5 - Information to be provided as part of registration

1.

As part of the requirement in EU, AIFMs shall communicate to the competent authorities the total value of assets under management calculated in accordance with the procedure set out in Article 2.

2.

As part of the requirement in EU AIFMs shall provide for each AIF the offering document or a relevant extract from the offering document or a general description of the investment strategy. The relevant extract from the offering document and the description of the investment strategy shall include at least the following information:

(a)

the main categories of assets in which the AIF may invest;

(b)

any industrial, geographic or other market sectors or specific classes of assets which are the focus of the investment strategy;

(c)

a description of the AIF’s borrowing or leverage policy.

3.

Information to be provided by the AIFM under point (d) of EU is listed in Article 110(1) of this Regulation. It shall be provided in accordance with the pro-forma reporting template as set out in the Annex IV.

4.

Information collected in accordance with EU shall be shared between competent authorities in the Union, with the European Securities and Markets Authority (ESMA) and the European Systemic Risk Board (ESRB) where necessary for the fulfilment of their duties.

5.

The information required for registration purposes shall be updated and provided on an annual basis. For reasons relating to the exercise of their powers under EU, the competent authorities may require an AIFM to provide the information referred to in EU on a more frequent basis.

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