ESMA_QA_1114

Status: ✅ Answer Published

Link to ESMA Q&A tool: https://www.esma.europa.eu/publications-data/questions-answers/1114

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Regulatory Context

Regulation : UCITS

Level 1 Regulation: Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

Level 2 Regulation: No information available

Level 3 Regulation: No information available

Topic: Disclosures

Subject Matter: Financial derivative instruments - KIID

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Question

Submission Date: 09 January 2015

What is the scope of application of paragraphs 37, 39 and 40 of the guidelines?

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ESMA Answer

Answer Date: 09-01-2015

[ESMA 34-43-392 UCITS Q&A, section 3, Q&A 5c] Paragraphs 37, 39 and 40 of the guidelines apply to any financial derivative instrument by which UCITS gain exposure to an asset.

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This document was automatically extracted from the ESMA EMIR Q&A database.