ESMA_QA_1959

Status: ✅ Answer Published

Link to ESMA Q&A tool: https://www.esma.europa.eu/publications-data/questions-answers/1959

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Regulatory Context

Regulation : SSR

Level 1 Regulation: Short Selling Regulation (SSR) Regulation (EU) No 236/2012

Level 2 Regulation: No information available

Level 3 Regulation: No information available

Topic: Other SSR-related topics

Subject Matter: Enforcement - Sanctioning of violations

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Question

Submission Date: 13 September 2012

How will any violations of the provisions of the Regulation be sanctioned?

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ESMA Answer

Answer Date: 13-09-2012

[ESMA70-145-408 SSR Q&A, Q&A 13.1] Pursuant to Article 41 of the Regulation, rules on penalties and administrative measures shall be established by Member States and notified to ESMA. In addition, ESMA has to publish a list of the existing penalties and administrative measures applicable in Member States on its website (http://www.esma.europa.eu/page/Short-selling).

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This document was automatically extracted from the ESMA EMIR Q&A database.