ESMA_QA_1937

Status: ✅ Answer Published

Link to ESMA Q&A tool: https://www.esma.europa.eu/publications-data/questions-answers/1937


Regulatory Context

Regulation : SSR

Level 1 Regulation: Short Selling Regulation (SSR) Regulation (EU) No 236/2012

Level 2 Regulation: No information available

Level 3 Regulation: No information available

Topic: Transparency of net short positions

Subject Matter: Late publication of a timely submission of a disclosable net short position


Question

Submission Date: 13 September 2012

What happens if a person has made a disclosure before 15.30 but, because of regulatory checks or other issues outside the person’s control, the disclosure is not published until after that time?


ESMA Answer

Answer Date: 13-09-2012

[ESMA70-145-408 SSR Q&A, Q&A 9.3] The person has met its obligation under the Short Selling Regulation by making the disclosure by no later than 15.30h local time even if the notification is published by the competent authority or the operator of the central website supervised by the competent authority at a later point.


This document was automatically extracted from the ESMA EMIR Q&A database.