ESMA_QA_1392

Status: ✅ Answer Published

Link to ESMA Q&A tool: https://www.esma.europa.eu/publications-data/questions-answers/1392

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Regulatory Context

Regulation : SECR

Level 1 Regulation: Securitisation Regulation (EU) 2017/2402

Level 2 Regulation: No information available

Level 3 Regulation: No information available

Topic: Securitisation Disclosure Templates

Subject Matter: Annex 4: Underlying Exposures - Corporate - Managed by CLO

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Question

Submission Date: 31 January 2019

What is meant by ‘also being managed by the CLO manager’?

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ESMA Answer

Answer Date: 31-01-2019

[ESMA 33-128-563 Securitisation Q&A, Q&A 5.6.1] This refers to a situation where the CLO manager also manages a participation in the same underlying exposure, and that participation is not securitised.

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This document was automatically extracted from the ESMA EMIR Q&A database.