ESMA_QA_790

Status: ✅ Answer Published

Link to ESMA Q&A tool: https://www.esma.europa.eu/publications-data/questions-answers/790


Regulatory Context

Regulation : PILOT

Level 1 Regulation: Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)

Level 2 Regulation: No information available

Level 3 Regulation: No information available

Topic: DLT Pilot Regime

Subject Matter: DLT MTF


Question

Submission Date: 16 December 2022

How should a DLT MTF populate Field 1 of RTS 24 “Identification of the entity which submitted the order” when an order is submitted by a natural person non eligible for an LEI?


ESMA Answer

Answer Date: 16-12-2022

As natural persons are not eligible for LEIs, Field 1 should be populated with the LEI of the DLT MTF and the National ID of the natural person should be provided in Field 5 of RTS 24. [DLT Order Recording Keeping Q&A1]


This document was automatically extracted from the ESMA EMIR Q&A database.