ESMA_QA_1586

Status: ✅ Answer Published

Link to ESMA Q&A tool: https://www.esma.europa.eu/publications-data/questions-answers/1586

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Regulatory Context

Regulation : MIFIR

Level 1 Regulation: Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets

Level 2 Regulation: No information available

Level 3 Regulation: No information available

Topic: Systematic internaliser regime

Subject Matter: Mandatory SI regime

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Question

Submission Date: 03 June 2019

Is it possible for investment firms to qualify as a systematic internaliser under the mandatory regime in instruments that are not traded on a trading venue (non-TOTV instruments)?

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ESMA Answer

Answer Date: 03-06-2019

This question was deleted on 10 October 2025.

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This document was automatically extracted from the ESMA EMIR Q&A database.