ESMA_QA_1747

Status: ✅ Answer Published

Link to ESMA Q&A tool: https://www.esma.europa.eu/publications-data/questions-answers/1747


Regulatory Context

Regulation : MAR

Level 1 Regulation: Market Abuse Regulation (MAR) Regulation (EU) No 596/2014 - Market Intergrity

Level 2 Regulation: No information available

Level 3 Regulation: No information available

Topic: Investment recommendations and statistics and disclosure of information on the media

Subject Matter: Recommendations relating to several financial instruments independently


Question

Submission Date: 27 January 2017

How does Commission Delegated Regulation (EU) 2016/958 apply when the subject of the recommendation relates to several financial instruments independently?


ESMA Answer

Answer Date: 27-01-2017

[ESMA70-145-111 MAR Q&A, Q&A 8.10] Where a recommendation refers to several financial instruments independently, such as part of sectorial research, the requirements would apply to each financial instrument that is the subject of the recommendation.


This document was automatically extracted from the ESMA EMIR Q&A database.