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🔗 Back to Summary. 🇫🇷 French Version: 2025R1140_FR.5. Back to Summary of LVL1. Open the PDF. Direct link to EUR-LEX.
Article 4 – Record-keeping of documents setting out the crypto-asset service provider’s and the client’s rights and obligations ⬅️ | ➡️ Article 6 – Record-keeping of orders
Références LVL1 <=> LVL2
Level 1 reference(s): 2023R1114_EN.68 > 10
Article 5 - Record-keeping in relation to the safekeeping of clients’ crypto-assets and funds
1.
Crypto-asset service providers shall keep records enabling them to distinguish, at any time and without delay, crypto-assets and funds held for one client from crypto-assets and funds held for any other client and from their own assets.
2.
Crypto-asset service providers shall maintain their records in a way that ensures that they may be used for auditing purposes as records.
3.
Such records shall include the following:
(a)
records that readily identify the balances of crypto-assets and funds held for each client;
(b)
where clients’ funds are held by crypto-asset service providers in accordance with Article 70(2) and (3) of Regulation (EU) 2023/1114, details of the accounts in which those funds are held and the relevant agreements between the crypto-assets service provider with the credit institutions or central banks with which the clients’ funds are placed;
(c)
details of the accounts opened with third parties holding crypto-assets for the crypto-assets service provider and of the outsourcing agreements with those third parties;
(d)
details of third parties carrying out any tasks outsourced in accordance with 2023 and details of the outsourced tasks;
(e)
names and functions of persons responsible for the safekeeping of clients’ crypto-assets and funds within the crypto-asset service provider;
(f)
agreements that establish client ownership over crypto-assets and funds.