ANNEX I - Template for the insider lists referred to in Article 1(1) and Article 2(2), first subparagraph
Info
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Article 4 – Entry into force ⬅️ | ➡️ Article II – Date and time of creation of the insider list
Template for the insider lists referred to in Article 1(1) and Article 2(2), first subparagraph
Description of the specific piece of inside information to which this section relates to:
Date and time of creation of this section
(i.e. when the specific piece of inside information was identified): [yyyy-mm-dd, hh:mm UTC (Coordinated Universal Time)]
Date and time of the last update of this section
: [yyyy-mm-dd, hh:mm UTC (Coordinated Universal Time)]
Date of transmission to the competent authority
: [yyyy-mm-dd]
First name(s)
of the insider
(in the case of third-party service providers, the first name(s) of the natural person acting as a contact person for that third-party service provider)
Surname(s)
of the insider
(in the case of third-party service providers, the surname(s) of the natural person acting as a contact person for that third-party service provider)
Professional telephone number(s)
(work direct telephone line and work mobile numbers)
Function and reason for being insider
Obtained
(the date and time when the insider obtained access to the specific piece of inside information)
Ceased
(the date and time when the insider ceased to have access to the specific piece of inside information)
National Identification Number
(if applicable) or otherwise
Date of Birth
[Text]
[Text]
[Numbers (no space)]
[Text describing role, function and reason for being on this list, including the company name and address in the case of third-party service providers]
[yyyy-mm-dd, hh:mm UTC]
[yyyy-mm-dd, hh:mm UTC]
[Number and/or text or yyyy-mm-dd for the date of birth]
TEMPLATE 2
Template for the permanent insiders’ section referred to in Article 1(2) and Article 2(2), second subparagraph
Date and time of creation of the permanent insiders’ section
: [yyyy mm-dd, hh:mm UTC (Coordinated Universal Time)]
Date and time of the last update of the permanent insiders’ section
: [yyyy-mm-dd, hh:mm UTC (Coordinated Universal Time)]
Date of transmission to the competent authority
: [yyyy-mm-dd]
First name(s)
of the insider
(in the case of third-party service providers, the first name(s) of the natural person acting as a contact person for that third-party service provider)
Surname(s)
of the insider
(in the case of third-party service providers, the surname(s) of the natural person acting as a contact person for that third-party service provider)
Professional telephone number(s)
(work direct telephone line and work mobile numbers)
Function and reason for being insider
Obtained
(the date and time when the insider obtained access to all inside information at all times)
Ceased
(the date and time when the insider ceased to have access to all inside information at all times)
National Identification Number
(if applicable) or otherwise
Date of Birth
[Text]
[Text]
[Numbers (no space)]
[Text describing role, function and reason for being in this section, including the company name and address in the case of third-party service providers]
[yyyy-mm-dd, hh:mm UTC]
[yyyy-mm-dd, hh:mm UTC]
[Number and/or text or yyyy-mm-dd for the date of birth]# Table 1 in anx_I
| First name(s)of the insider(in the case of third-party service providers, the first name(s) of the natural person acting as a contact person for that third-party service provider) | Surname(s)of the insider(in the case of third-party service providers, the surname(s) of the natural person acting as a contact person for that third-party service provider) | Professional telephone number(s)(work direct telephone line and work mobile numbers) | Function and reason for being insider | Obtained(the date and time when the insider obtained access to the specific piece of inside information) | Ceased(the date and time when the insider ceased to have access to the specific piece of inside information) | National Identification Number(if applicable) or otherwiseDate of Birth |
|---|---|---|---|---|---|---|
| [Text] | [Text] | [Numbers (no space)] | [Text describing role, function and reason for being on this list, including the company name and address in the case of third-party service providers] | [yyyy-mm-dd, hh:mm UTC] | [yyyy-mm-dd, hh:mm UTC] | [Number and/or text or yyyy-mm-dd for the date of birth] |
Table 2 in anx_I
| First name(s)of the insider(in the case of third-party service providers, the first name(s) of the natural person acting as a contact person for that third-party service provider) | Surname(s)of the insider(in the case of third-party service providers, the surname(s) of the natural person acting as a contact person for that third-party service provider) | Professional telephone number(s)(work direct telephone line and work mobile numbers) | Function and reason for being insider | Obtained(the date and time when the insider obtained access to all inside information at all times) | Ceased(the date and time when the insider ceased to have access to all inside information at all times) | National Identification Number(if applicable) or otherwiseDate of Birth |
|---|---|---|---|---|---|---|
| [Text] | [Text] | [Numbers (no space)] | [Text describing role, function and reason for being in this section, including the company name and address in the case of third-party service providers] | [yyyy-mm-dd, hh:mm UTC] | [yyyy-mm-dd, hh:mm UTC] | [Number and/or text or yyyy-mm-dd for the date of birth] |
Table 1 in anx_II
| First name(s)of the insider(in the case of third-party service providers, the first name(s) of the natural person acting as a contact person for that third-party service provider) | Surname(s)of the insider(in the case of third-party service providers, the surname(s) of the natural person acting as a contact person for that third-party service provider) | Professional telephone number(s)(work direct telephone line and work mobile numbers) | Function and reason for being insider | Obtained(the date and time when the insider obtained regular access to inside information) | Ceased(the date and time when the insider ceased to have regular access to inside information) | National Identification Number(if applicable) or otherwiseDate of Birth |
|---|---|---|---|---|---|---|
| [Text] | [Text] | [Numbers (no space)] | [Text describing role, function and reason for being on this list, including the company name and address in the case of third-party service providers] | [yyyy-mm-dd, hh:mm UTC] | [yyyy-mm-dd, hh:mm UTC] | [Number and/or text or yyyy-mm-dd for the date of birth] |