ANNEX II - Format for the list of the personal data of persons having regular access to inside information referred to in Article 2(1)
Info
🔗 Back to Summary. 🇫🇷 French Version: 2022R1210_FR.II. Back to Summary of LVL1. Link to the PDF. Direct link to EUR-LEX.
Article I – Format for the insider lists referred to in Article 1(1) ⬅️ | ➡️ Article III – Format for the insider lists referred to in Article 2(2), first subparagraph
Date and time of creation of this insider list:
[
yyyy-mm-dd, hh:mm UTC (Coordinated Universal Time)
]
Date and time (last update):
[
yyyy-mm-dd, hh:mm UTC (Coordinated Universal Time)
]
Date of transmission to the competent authority:
[
yyyy-mm-dd
]
First name(s)
of the insider
Surname(s)
of the insider
Surname(s)
of the insider at birth (if different)
Professional telephone number(s)
(work direct telephone line and work mobile numbers)
Company name and address
Function and reason for being insider
Obtained
(the date and time at which the insider obtained regular access to the inside information)
Ceased
(the date and time at which the insider ceased to have regular access to the inside information)
National Identification Number
(if applicable) or otherwise
Date of Birth
Personal full home address
(street name; street number; city; post/zip code; country) (If available at the time of the request by the competent authority)
Personal telephone numbers
(home and personal mobile telephone numbers)
[Text]
[Text]
[Text]
[Numbers (no space)]
[Address of issuer]
[Text describing role, function and reason for being on this insider list/]
[yyyy-mm-dd, hh:mm UTC]
[yyyy-mm-dd, hh:mm UTC]
[Number and/or text or yyyy- mm-dd for the date of birth]
[Text]
[Numbers (no space)]# Table 1 in anx_I
| First name(s)of the insider | Surname(s)of the insider | Surname(s)of the insider at birth (if different) | Professional telephone number(s)(work direct telephone line and work mobile numbers) | Company name and address | Function and reason for being insider | Obtained(the date and time at which the insider obtained access to the inside information) | Ceased(the date and time at which the insider ceased to have access to the inside information) | National Identification- Number(if applicable) | Date of birth | Personal tele- phone numbers(home and personal mobile telephone numbers) | Personal full home address:street name; street number; city; post/zip code; country) |
|---|---|---|---|---|---|---|---|---|---|---|---|
| [Text] | [Text] | [Text] | [Numbers (no space)] | [Address of issuer/emission allowance market participant/auction plat- form/auctioneer/auction monitor or, of the person acting on their behalf or on their account | [Text describing role, function and reason for being on this list] | [yyyy-mm-dd, hh:mm UTC] | [yyyy-mm-dd, hh:mm UTC] | [Number and/or text] | [yyyy-mm-dd] | [Numbers (no space)] | [Text] |
Table 2 in anx_I
| First name(s)of the insider | Surname(s)of the insider | Surname(s)of the insider at birth (if different) | Professional telephone number(s)(work direct telephone line and work mobile numbers) | Company name and address | Function and reason for being insider | Included(the date and time at which the insider was included in the permanent insider section) | National Identification Number(if applicable) | Date of Birth | Personal full home address(street name; street number; city; post/zip code; country) (If available at the time of the request by the competent authority) | Personal telephone numbers(home and personal mobile telephone numbers) |
|---|---|---|---|---|---|---|---|---|---|---|
| [Text] | [Text] | [Text] | [Numbers (no space)] | [Address of issuer or of the person acting on their behalf or on their account] | [Text describing role, function and reason for being on this list] | [yyyy-mm-dd, hh:mm UTC] | [Number and/or text] | yyyy- mm-dd for the date of birth] | [Text] | [Numbers (no space)] |
Table 1 in anx_II
| First name(s)of the insider | Surname(s)of the insider | Surname(s)of the insider at birth (if different) | Professional telephone number(s)(work direct telephone line and work mobile numbers) | Company name and address | Function and reason for being insider | Obtained(the date and time at which the insider obtained regular access to the inside information) | Ceased(the date and time at which the insider ceased to have regular access to the inside information) | National Identification Number(if applicable) or otherwiseDate of Birth | Personal full home address(street name; street number; city; post/zip code; country) (If available at the time of the request by the competent authority) | Personal telephone numbers(home and personal mobile telephone numbers)(If available at the time of the request by the competent authority) |
|---|---|---|---|---|---|---|---|---|---|---|
| [Text] | [Text] | [Text] | [Numbers (no space)] | [Address of issuer] | [Text describing role, function and reason for being on this insider list/] | [yyyy-mm-dd, hh:mm UTC] | [yyyy-mm-dd, hh:mm UTC] | [Number and/or text or yyyy- mm-dd for the date of birth] | [Text] | [Numbers (no space)] |
Table 1 in anx_III
| First name(s)of the insider | Surname(s)of the insider | Professional telephone number(s)(work direct telephone line and work mobile numbers) | Function or reason for being insider | Obtained(the date and time at which the insider obtained access to the inside information) | Ceased(the date and time at which the insider ceased to have access to the inside information) | National Identification Number(if applicable)Or otherwiseDate of Birth | |
|---|---|---|---|---|---|---|---|
| [Text] | [Text] | [Numbers (no space)] | [Text describing role, function and/or reason for being on this list] | [yyyy-mm-dd, hh:mm UTC] | [yyyy-mm-dd, hh:mm UTC] | [Number and/or text or yyyy-mm-dd for the date of birth] |
Table 2 in anx_III
| First name(s)of the insider | Surname(s)of the insider | Professional telephone number(s)(work direct telephone line and work mobile numbers) | Company name and address | Function and reason for being insider | Included(the date and time at which the insider was included in the permanent insider section) | National Identification Number(if applicable)Or otherwiseDate of Birth |
|---|---|---|---|---|---|---|
| [Text] | [Text] | [Numbers (no space)] | [Address of issuer or of the person acting on their behalf or on their account] | [Text describing role, function and reason for being on this list] | [yyyy-mm-dd, hh:mm UTC] | [Number and/or yyyy- mm-dd for the date of birth] |