ANNEX I - Application form for authorisation to provide data reporting services
Info
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Article 7 – Entry into force and application ⬅️ | ➡️ Article II – Application form for the list of members of the management body
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Reference number:
Date:
From:
Name of the applicant:
Address:
Legal Entity Identifier(where applicable): Full Name:
Telephone:
Email:
To:
Member State:
Competent authority:
Address: Address:
Telephone:
Email:
Dear [insert appropriate name]
In accordance with Article 2 of Commission Implementing Regulation (EU) 2017/1110 (1) please find attached the authorisation application.
— Person at the applicant in charge of preparing the application:
Full Name:
Status/position:
Telephone:
Email:
Date:
Signature:
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— Nature of the application (tick the relevant box(es)):
Authorisation – Approved Publication Arrangement (APA)
Authorisation – Consolidated Tape Provider (CTP)
Authorisation – Approved Reporting Mechanism (ARM)
Content
Please insert the information referred to under Commission Delegated Regulation (EU) 2017/571 (2). Please set out that information under the appropriate section or make reference to the relevant annexes containing the information.
Information on the organisation (Article 2 of Delegated Regulation (EU) 2017/571)
Information on corporate governance (Article 3 of Delegated Regulation (EU) 2017/571)
Information on conflicts of interest (Article 5 of Delegated Regulation (EU) 2017/571)
Information on organisational requirements regarding outsourcing (Article 6 of Delegated Regulation (EU) 2017/571)
Information on business continuity and back-up facilities (Article 7 of Delegated Regulation (EU) 2017/571)
Information on testing and capacity (Article 8 of Delegated Regulation (EU) 2017/571)
Information on security (Article 9 of Delegated Regulation (EU) 2017/571)
Information on management of incomplete or potentially erroneous information by APAs and CTPs (Article 10 of Delegated Regulation (EU) 2017/571)
Information on management of incomplete or potentially erroneous information by ARMs (Article 11 of Delegated Regulation (EU) 2017/571)
Information on connectivity of ARMs (Article 12 of Delegated Regulation (EU) 2017/571)
Information on other services provided by CTPs (Article 13 of Delegated Regulation (EU) 2017/571)
Information on publication arrangements (Chapter 3 of Delegated Regulation (EU) 2017/571)
Notes: