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Article 5 – Additional information to be provided on MTFs for registration as an SME growth market ⬅️ | ➡️ Article 7 – Asset class specific information
Article 6 - Additional information to be provided on OTFs
In addition to Article 2, a relevant operator operating an OTF shall provide its competent authority with the following information:
(a)
information on whether another investment firm is engaged to carry out market making on its OTF on an independent basis in accordance with EU;
(b)
a detailed description of how and under what circumstances it executes orders on the OTF on a discretionary basis in accordance with EU;
(c)
the rules, procedures and protocols which allow the operator to route the trading interest of a member or participant outside the facilities of the OTF;
(d)
a description of the use of matched principal trading which complies with EU;
(e)
the rules and procedures to ensure compliance with Articles 24, 25, 27 and 28 of Directive 2014/65/EU for transactions concluded on the OTF where those rules are applicable to the relevant operator in relation to an OTF user.