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🔗 Back to Summary. 🇫🇷 French Version: 2025R1734_FR.6. Back to Summary of LVL1. Open the PDF. Direct link to EUR-LEX.

Article 5 – Discretionary measures ⬅️ | ➡️ Article 7 – Implementation through contractual arrangements

Article 6 - Penalties in relation to safeguards and discretionary measures

1.

Unless decided otherwise by the Governing Council, the respective euro area NCB shall apply penalties in the following cases:

(a)

where a CCP’s access to the CCP credit facility is limited in accordance with Article 5 and the CCP exceeds the restricted level of access; or

(b)

where a CCP resorts to the CCP credit facility in breach of Article 3(1), point (a).

2.

The penalties referred to in paragraph 1 shall take the form of penalty interest rates, which shall be calculated in line with:

(a)

Annex I, Part II, Article 12a(3), point (a), to Guideline (EU) 2022/912 (ECB/2022/8), if the case set out in paragraph 1, point (a) or point (b), occurs for the first time within any 12-month period;

(b)

Annex I, Part II, Article 12a(3), point (b), to Guideline (EU) 2022/912 (ECB/2022/8), if the case set out in paragraph 1, point (a) or point (b), occurs for at least the second time within the same 12-month period.

3.

The penalty interest rates referred to in paragraph 2 shall be applied to:

(a)

in the case set out in paragraph 1, point (a), the amount used under the CCP credit facility in excess of the restricted level of access set as a permitted limit; or

(b)

in the case set out in paragraph 1, point (b), the full amount used under the CCP credit facility.