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🔗 Back to Summary. 🇫🇷 French Version: 2013R0150_FR.6. Back to Summary of LVL1. Open the PDF. Direct link to EUR-LEX.
Article 5 – Organisational chart ⬅️ | ➡️ Article 7 – Internal control
Article 6 - Corporate governance
1.
An application for registration as a trade repository shall contain information regarding the applicant’s internal corporate governance policies and the procedures and terms of reference which govern its senior management, including the board, its non-executive members and, where established, committees.
2.
That information shall include a description of the selection process, appointment, performance evaluation and removal of senior management and members of the board.
3.
Where the applicant adheres to a recognised corporate governance code of conduct, the application for registration as a trade repository shall identify the code and provide an explanation for any situations where the applicant deviates from the code.