ANNEX II - Format of the information to be provided to ESMA on quarterly basis (Article 3)

Info

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Article I – Public disclosure of significant net short positions (Article 2) ⬅️ | ➡️ Retour au sommaire

Information

Format

1.

Issuer identification

For shares: full name of the company that has shares admitted to trading on a trading venue

For sovereign debt: full name of the issuer

For uncovered sovereign credit default swaps: full name of the underlying sovereign issuer

2.

ISIN

For shares only: ISIN of the main class of ordinary shares of the issuer. If there are no ordinary shares admitted to trading, the ISIN of the class of preference shares (or of the main class of preference shares admitted to trading if there are several classes of such shares)

3.

Country code

Two letter code for the sovereign issuer country in accordance with ISO standard 3166-1

4.

Position date

Date for which the position is reported. Format in accordance with ISO standard 8601:2004 (yyyy-mm-dd)

5.

Daily aggregated net short position on main national index shares

Percentage figure rounded to 2 decimal places

6.

End of quarter aggregated net short position on other shares

Percentage figure rounded to 2 decimal places

7.

Daily aggregated net short positions in sovereign debt

Figure of equivalent nominal amount in Euros

8.

Daily aggregated uncovered positions on credit default swaps of a sovereign issuer

Figure of equivalent nominal amount in Euros# Table 1 in anx_I

Position holderName of the issuerISINNet short position(%)Date position was created, changed or ceased to be held(yyyy-mm-dd)

Table 1 in anx_II

InformationFormat
1.Issuer identification1.
1.Issuer identification
For shares: full name of the company that has shares admitted to trading on a trading venue
For sovereign debt: full name of the issuer
For uncovered sovereign credit default swaps: full name of the underlying sovereign issuer
2.ISIN2.
2.ISIN
3.Country code3.
3.Country code
4.Position date4.
4.Position date
5.Daily aggregated net short position on main national index shares5.
5.Daily aggregated net short position on main national index shares
6.End of quarter aggregated net short position on other shares6.
6.End of quarter aggregated net short position on other shares
7.Daily aggregated net short positions in sovereign debt7.
7.Daily aggregated net short positions in sovereign debt
8.Daily aggregated uncovered positions on credit default swaps of a sovereign issuer8.
8.Daily aggregated uncovered positions on credit default swaps of a sovereign issuer

Table 2 in anx_II

1.Issuer identification

Table 3 in anx_II

For shares: full name of the company that has shares admitted to trading on a trading venue

Table 4 in anx_II

For sovereign debt: full name of the issuer

Table 5 in anx_II

For uncovered sovereign credit default swaps: full name of the underlying sovereign issuer

Table 6 in anx_II

2.ISIN

Table 7 in anx_II

3.Country code

Table 8 in anx_II

4.Position date

Table 9 in anx_II

5.Daily aggregated net short position on main national index shares

Table 10 in anx_II

6.End of quarter aggregated net short position on other shares

Table 11 in anx_II

7.Daily aggregated net short positions in sovereign debt

Table 12 in anx_II

8.Daily aggregated uncovered positions on credit default swaps of a sovereign issuer