List of fields for notification purpose (Article 2)
Field identifier
Description
1.
Position holder
For natural persons: the first name and the last name
For legal persons: full name including legal form as provided for in the register where it is incorporated, if applicable
2.
Legal person identification code
Bank Identifier Code, if available
3.
Address of the position holder
Full address (e.g. street, street number, postal code, city, state/province) and country
4.
Contact details of the position holder
Telephone number, fax number (if available), e-mail address
5.
Reporting person
For natural persons: the first name and the last name
For legal persons: full name including legal form as provided for in the register where it is incorporated, if applicable
6.
Address of the reporting person
Full address (e.g. street, street number, postal code, city, state/province) and country, when different from the position holder
7.
Contact details of the reporting person
Telephone number, fax number (if available), e-mail address, when different from the position holder
8.
Reporting date
Date on which the notification is submitted in accordance with ISO standard 8601:2004 (yyyy-mm-dd)
9.
Issuer identification
For shares: full name of the company that has shares admitted to trading on a trading venue
For sovereign debt: full name of the issuer
For uncovered sovereign credit default swaps: full name of the underlying sovereign issuer
10.
ISIN
For shares only: ISIN of the main class of ordinary shares of the issuer. If there are no ordinary shares admitted to trading, the ISIN of the class of preference shares (or of the main class of preference shares admitted to trading if there are several classes of such shares)
11.
Country code
Two letter code for the sovereign issuer country in accordance with ISO standard 3166-1
12.
Position date
Date on which the position was created, changed or ceased to be held. Format in accordance with ISO standard 8601:2004 (yyyy-mm-dd)
13.
Net short position size in percentage
For shares only: percentage (rounded to 2 decimal places) of the issued share capital, expressed in absolute terms, with no ‘+’ or ‘–’ signs
14.
Net short position equivalent amount
For shares: total number of equivalent shares
For sovereign debt: equivalent nominal amount in euro
For uncovered sovereign credit default swaps: equivalent nominal amount in euro
Figures expressed in absolute terms, with no ‘+’ or ‘–’ signs and the currency expressed in accordance with ISO standard 4217
15.
Date of the previous notification
Date on which the last position reported by the position holder in relation to the same issuer was notified. Format in accordance with ISO standard 8601:2004 (yyyy-mm-dd)
16.
Cancellation date
Date on which a cancellation form is submitted to cancel an erroneous notification previously submitted. Format in accordance with ISO standard 8601:2004 (yyyy-mm-dd)
17.
Comments
Free text — optional
TABLE 2
List of fields for public disclosure purpose (Article 3)
Field identifier
Description
1.
Position holder
For natural persons: the first name and the last name
For legal persons: full name including legal form as provided for in the register where it is incorporated, if applicable
2.
Name of the issuer
Full name of the company that has shares admitted to trading on a trading venue
3.
ISIN
ISIN of the main class of ordinary shares of the issuer. If there are no ordinary shares admitted to trading, the ISIN of the class of preference shares (or of the main class of preference shares admitted to trading if there are several classes of such shares)
4.
Net short position size in percentage
Percentage (rounded to 2 decimal places) of the issued share capital
5.
Position date
Date on which position was created, changed or ceased to be held in accordance with ISO standard 8601:2004 (yyyy-mm-dd)# Table 1 in anx_I
Field identifier
Description
1.Position holder
1.
1.
Position holder
2.Legal person identification code
2.
2.
Legal person identification code
3.Address of the position holder
3.
3.
Address of the position holder
4.Contact details of the position holder
4.
4.
Contact details of the position holder
5.Reporting person
5.
5.
Reporting person
6.Address of the reporting person
6.
6.
Address of the reporting person
7.Contact details of the reporting person
7.
7.
Contact details of the reporting person
8.Reporting date
8.
8.
Reporting date
9.Issuer identification
9.
9.
Issuer identification
10.ISIN
10.
10.
ISIN
11.Country code
11.
11.
Country code
12.Position date
12.
12.
Position date
13.Net short position size in percentage
13.
13.
Net short position size in percentage
14.Net short position equivalent amount
14.
14.
Net short position equivalent amount
15.Date of the previous notification
15.
15.
Date of the previous notification
16.Cancellation date
16.
16.
Cancellation date
17.Comments
17.
17.
Comments
Table 2 in anx_I
1.
Position holder
Table 3 in anx_I
2.
Legal person identification code
Table 4 in anx_I
3.
Address of the position holder
Table 5 in anx_I
4.
Contact details of the position holder
Table 6 in anx_I
5.
Reporting person
Table 7 in anx_I
6.
Address of the reporting person
Table 8 in anx_I
7.
Contact details of the reporting person
Table 9 in anx_I
8.
Reporting date
Table 10 in anx_I
9.
Issuer identification
Table 11 in anx_I
10.
ISIN
Table 12 in anx_I
11.
Country code
Table 13 in anx_I
12.
Position date
Table 14 in anx_I
13.
Net short position size in percentage
Table 15 in anx_I
14.
Net short position equivalent amount
Table 16 in anx_I
15.
Date of the previous notification
Table 17 in anx_I
16.
Cancellation date
Table 18 in anx_I
17.
Comments
Table 19 in anx_I
Field identifier
Description
1.Position holder
1.
1.
Position holder
2.Name of the issuer
2.
2.
Name of the issuer
3.ISIN
3.
3.
ISIN
4.Net short position size in percentage
4.
4.
Net short position size in percentage
5.Position date
5.
5.
Position date
Table 20 in anx_I
1.
Position holder
Table 21 in anx_I
2.
Name of the issuer
Table 22 in anx_I
3.
ISIN
Table 23 in anx_I
4.
Net short position size in percentage
Table 24 in anx_I
5.
Position date
Table 1 in anx_II
POSITION HOLDER
First nameLAST NAMEFull company name
BIC code(if the holder has one)
Country
Address
Contact person
First nameLast name
Phone number
Fax number
E-mail address
Table 2 in anx_II
REPORTING PERSON(if different)
First nameLAST NAMEFull company name
Country
Address
Contact person
First nameLast name
Phone number
Fax number
E-mail address
Table 3 in anx_II
NET SHORT POSITION IN SHARES
1.Reporting date(yyyy-mm-dd)
1.
2.Name of the issuer
2.1.ISIN code
2.1.
2.2.Full name
2.2.
3.Position date(yyyy-mm-dd)
3.
4.Net short position after threshold crossing
4.1.Number of equivalent shares
4.1.
4.2.% of issued share capital
4.2.
5.Date of previous notification(yyyy-mm-dd)
5.
6.Comment
6.
Table 4 in anx_II
1.
Reporting date(yyyy-mm-dd)
Table 5 in anx_II
2.1.
ISIN code
Table 6 in anx_II
2.2.
Full name
Table 7 in anx_II
3.
Position date(yyyy-mm-dd)
Table 8 in anx_II
4.1.
Number of equivalent shares
Table 9 in anx_II
4.2.
% of issued share capital
Table 10 in anx_II
5.
Date of previous notification(yyyy-mm-dd)
Table 11 in anx_II
6.
Comment
Table 12 in anx_II
NET SHORT POSITION IN SOVEREIGN DEBT
1.Reporting date(yyyy-mm-dd)
1.
2.Name of the issuer
2.1.Country code
2.1.
2.2.Full name
2.2.
3.Position date(yyyy-mm-dd)
3.
4.Net short position after threshold crossingEquivalent nominal amount
4.
5.Date of previous notification(yyyy-mm-dd)
5.
6.Comment
6.
Table 13 in anx_II
1.
Reporting date(yyyy-mm-dd)
Table 14 in anx_II
2.1.
Country code
Table 15 in anx_II
2.2.
Full name
Table 16 in anx_II
3.
Position date(yyyy-mm-dd)
Table 17 in anx_II
4.
Net short position after threshold crossingEquivalent nominal amount
Table 18 in anx_II
5.
Date of previous notification(yyyy-mm-dd)
Table 19 in anx_II
6.
Comment
Table 20 in anx_II
POSITION IN UNCOVERED SOVEREIGN CREDIT DEFAULT SWAPS
1.Reporting date(yyyy-mm-dd)
1.
2.Name of the issuer
2.1.Country code
2.1.
2.2.Full name
2.2.
3.Position date(yyyy-mm-dd)
3.
4.Net short position after threshold crossingEquivalent nominal amount
4.
5.Date of previous notification(yyyy-mm-dd)
5.
6.Comment
6.
Table 21 in anx_II
1.
Reporting date(yyyy-mm-dd)
Table 22 in anx_II
2.1.
Country code
Table 23 in anx_II
2.2.
Full name
Table 24 in anx_II
3.
Position date(yyyy-mm-dd)
Table 25 in anx_II
4.
Net short position after threshold crossingEquivalent nominal amount
Table 26 in anx_II
5.
Date of previous notification(yyyy-mm-dd)
Table 27 in anx_II
6.
Comment
Table 1 in anx_III
POSITION HOLDER
First nameLAST NAMEFull company name
BIC code(if the holder has one)
Country
Address
Contact person
First nameLast name
Phone number
Fax number
E-mail address
Table 2 in anx_III
REPORTING PERSON(if different)
First nameLAST NAMEFull company name
Country
Address
Contact person
First nameLast name
Phone number
Fax number
E-mail address
Table 3 in anx_III
CANCELLED NET SHORT POSITION IN SHARES
1.Cancellation date(yyyy-mm-dd)
1.
2.Name of the issuer
2.1.ISIN code
2.1.
2.2.Full name
2.2.
3.Position date of the notification being cancelled(yyyy-mm-dd)
3.
4.Net short position after threshold crossing contained at the notification being cancelled
4.1.Number of equivalent shares
4.1.
4.2.% of issued share capital
4.2.
5.Reporting date of the notification being cancelled(yyyy-mm-dd)
5.
6.Comment
6.
Table 4 in anx_III
1.
Cancellation date(yyyy-mm-dd)
Table 5 in anx_III
2.1.
ISIN code
Table 6 in anx_III
2.2.
Full name
Table 7 in anx_III
3.
Position date of the notification being cancelled(yyyy-mm-dd)
Table 8 in anx_III
4.1.
Number of equivalent shares
Table 9 in anx_III
4.2.
% of issued share capital
Table 10 in anx_III
5.
Reporting date of the notification being cancelled(yyyy-mm-dd)
Table 11 in anx_III
6.
Comment
Table 12 in anx_III
CANCELLED NET SHORT POSITION IN SOVEREIGN DEBT
1.Cancellation date(yyyy-mm-dd)
1.
2.Name of the issuer
2.1.Country code
2.1.
2.2.Full name
2.2.
3.Position date of the notification being cancelled(yyyy-mm-dd)
3.
4.Net short position after threshold crossing contained at the notification being cancelledEquivalent nominal amount
4.
5.Reporting date of the notification being cancelled(yyyy-mm-dd)
5.
6.Comment
6.
Table 13 in anx_III
1.
Cancellation date(yyyy-mm-dd)
Table 14 in anx_III
2.1.
Country code
Table 15 in anx_III
2.2.
Full name
Table 16 in anx_III
3.
Position date of the notification being cancelled(yyyy-mm-dd)
Table 17 in anx_III
4.
Net short position after threshold crossing contained at the notification being cancelledEquivalent nominal amount
Table 18 in anx_III
5.
Reporting date of the notification being cancelled(yyyy-mm-dd)
Table 19 in anx_III
6.
Comment
Table 20 in anx_III
CANCELLED POSITION IN UNCOVERED SOVEREIGN CREDIT DEFAULT SWAPS
1.Cancellation date(yyyy-mm-dd)
1.
2.Name of the issuer
2.1.Country code
2.1.
2.2.Full name
2.2.
3.Position date of the notification being cancelled(yyyy-mm-dd)
3.
4.Net short position after threshold crossing contained at the notification being cancelledEquivalent nominal amount
4.
5.Reporting date of the notification being cancelled(yyyy-mm-dd)
5.
6.Comment
6.
Table 21 in anx_III
1.
Cancellation date(yyyy-mm-dd)
Table 22 in anx_III
2.1.
Country code
Table 23 in anx_III
2.2.
Full name
Table 24 in anx_III
3.
Position date of the notification being cancelled(yyyy-mm-dd)
Table 25 in anx_III
4.
Net short position after threshold crossing contained at the notification being cancelledEquivalent nominal amount
Table 26 in anx_III
5.
Reporting date of the notification being cancelled(yyyy-mm-dd)